PennantPark Investment Corp Files 8-K on Shareholder Votes

TL;DR

PNNT filed an 8-K on Feb 6th about shareholder votes from Feb 4th. Nothing major, just corporate housekeeping.

AI Summary

PennantPark Investment Corporation filed an 8-K on February 6, 2025, reporting on matters submitted to a vote of security holders on February 4, 2025. The filing details the company's corporate structure and historical name changes, including its previous names Pennant Investment Corp and Peninsula Private Capital Corp.

Why It Matters

This filing provides an update on corporate governance matters and historical company information, which is important for investors tracking the company's structure and decision-making processes.

Risk Assessment

Risk Level: low — The filing is a routine corporate disclosure regarding shareholder votes and historical information, with no immediate financial or operational risks indicated.

Key Players & Entities

• PennantPark Investment Corporation (company) — Registrant
• February 4, 2025 (date) — Date of earliest event reported
• February 6, 2025 (date) — Filing date
• Pennant Investment Corp (company) — Former company name
• Peninsula Private Capital Corp (company) — Former company name

FAQ

Key Financial Figures

• $0.001 — ch Registered Common Stock, par value $0.001 per share PNNT The New York Stock E

Filing Documents

• pnnt-20240206.htm (8-K) — 91KB
• 0000950170-25-015371.txt ( ) — 202KB
• pnnt-20240206.xsd (EX-101.SCH) — 26KB
• pnnt-20240206_htm.xml (XML) — 4KB

07

Item 5.07 Submission of Matters to a Vote of Security Holders On February 4, 2025, PennantPark Investment Corporation (the "Company") held its annual meeting of stockholders (the "Annual Meeting") and submitted two matters to the vote of stockholders. The proposals are described in detail in the Company's definitive proxy statement filed with the Securities and Exchange Commission on December 11, 2024. As of December 4, 2024, the record date, 65,296,094 shares of common stock were eligible to vote. A summary of the matters voted upon by the stockholders is set forth below. Proposal 1. The Company's stockholders elected two Class III directors of the Company, who will each serve until the 2028 Annual Meeting and until his successor is duly elected and qualifies. The voting results as of February 4, 2025, as certified by the inspector of election, are set forth below: Name For Against Abstain Broker Non-Vote Arthur H. Penn 15,115,878 5,475,578 350,107 22,982,160 % of Shares Voted 72.18 % 26.15 % 1.67 % N/A Jos A. Briones, Jr. 15,055,544 5,491,726 394,293 22,982,160 % of Shares Voted 71.89 % 26.22 % 1.89 % N/A Proposal 2. The Company's stockholders ratified the selection of RSM US LLP to serve as the Company's independent registered public accounting firm for the year ending September 30, 2025. The voting results as of February 4, 2025, as certified by the inspector of election, are set forth below: For Against Abstain Shares Voted 42,706,940 585,766 631,017 % of Shares Voted 97.23 % 1.33 % 1.44 % SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Investment Corporation Date: February 6, 2025 /s/ RICHARD T. ALLORTO Richard T. Allorto Chief Financial Officer & Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR