PennantPark Files 8-K: Reg FD & Financials
Ticker: PFLT · Form: 8-K · Filed: Oct 3, 2024 · CIK: 1504619
| Field | Detail |
|---|---|
| Company | Pennantpark Floating Rate Capital LTD. (PFLT) |
| Form Type | 8-K |
| Filed Date | Oct 3, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-disclosure, financial-statements
TL;DR
PennantPark filed an 8-K on Oct 3rd for Reg FD and financials. Check it out.
AI Summary
PennantPark Floating Rate Capital Ltd. filed an 8-K on October 3, 2024, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The company, previously known as PennantPark Senior Floating Rate Fund Inc., is incorporated in Maryland and has its principal executive offices in Miami Beach, Florida.
Why It Matters
This filing provides important updates on regulatory disclosures and financial statements for PennantPark Floating Rate Capital Ltd., which are crucial for investors to understand the company's current standing.
Risk Assessment
Risk Level: low — This is a routine filing of financial statements and regulatory disclosures, not indicating any immediate operational or financial distress.
Key Players & Entities
- PennantPark Floating Rate Capital Ltd. (company) — Registrant
- October 3, 2024 (date) — Date of earliest event reported
- Maryland (jurisdiction) — State of Incorporation
- Miami Beach, Florida (location) — Address of Principal Executive Offices
- PennantPark Senior Floating Rate Fund Inc. (company) — Former company name
FAQ
What is the primary purpose of this 8-K filing?
This 8-K filing serves as a Current Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, specifically for Regulation FD Disclosure and Financial Statements and Exhibits.
When was the earliest event reported in this filing?
The earliest event reported in this filing occurred on October 3, 2024.
What is the exact name of the registrant as specified in its charter?
The exact name of the registrant is PennantPark Floating Rate Capital Ltd.
In which state is PennantPark Floating Rate Capital Ltd. incorporated?
PennantPark Floating Rate Capital Ltd. is incorporated in Maryland.
What was the company's former name?
The company's former name was PennantPark Senior Floating Rate Fund Inc.
Filing Stats: 728 words · 3 min read · ~2 pages · Grade level 10.5 · Accepted 2024-10-03 16:05:29
Key Financial Figures
- $0.001 — ich registered Common Stock, par value $0.001 per share PFLT The New York Stock Excha
Filing Documents
- f8k_100324.htm (8-K) — 17KB
- exh_991.htm (EX-99.1) — 4KB
- exh991small_1.jpg (GRAPHIC) — 3KB
- 0001171843-24-005489.txt ( ) — 220KB
- gnw-20190101.xsd (EX-101.SCH) — 3KB
- gnw-20190101_def.xml (EX-101.DEF) — 25KB
- gnw-20190101_lab.xml (EX-101.LAB) — 33KB
- gnw-20190101_pre.xml (EX-101.PRE) — 22KB
- f8k_100324_htm.xml (XML) — 3KB
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure. On October 3, 2024, PennantPark Floating Rate Capital Ltd. issued a press release announcing its scheduled earnings release for the fourth fiscal quarter ended September 30, 2024. A copy of the press release is furnished as Exhibit 99.1 to this report, pursuant to Item 7.01 and Regulation FD. The information in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Forward-Looking Statements
Forward-Looking Statements This Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts included in this Current Report on Form 8-K are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Floating Rate Capital Ltd. dated October 3, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Date: October 3, 2024 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer Exhibit Index Exhibit No. Description 99.1 Press Release of PennantPark Floating Rate Capital Ltd. dated October 3, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)