PennantPark Floating Rate Capital Ltd. Files 8-K
Ticker: PFLT · Form: 8-K · Filed: Oct 3, 2025 · CIK: 1504619
| Field | Detail |
|---|---|
| Company | Pennantpark Floating Rate Capital LTD. (PFLT) |
| Form Type | 8-K |
| Filed Date | Oct 3, 2025 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: disclosure, corporate-filing
TL;DR
PFLT filed an 8-K on Oct 3, 2025. Standard disclosure.
AI Summary
PennantPark Floating Rate Capital Ltd. filed an 8-K on October 3, 2025, reporting under Regulation FD Disclosure and Financial Statements and Exhibits. The company, formerly known as PennantPark Senior Floating Rate Fund Inc., is incorporated in Maryland and has its principal executive offices in Miami Beach, Florida.
Why It Matters
This filing provides important updates and disclosures for investors regarding PennantPark Floating Rate Capital Ltd.'s financial status and regulatory compliance.
Risk Assessment
Risk Level: low — This is a routine 8-K filing for corporate disclosures and does not indicate any immediate material changes or risks.
Key Players & Entities
- PennantPark Floating Rate Capital Ltd. (company) — Registrant
- PennantPark Senior Floating Rate Fund Inc. (company) — Former company name
- October 3, 2025 (date) — Date of earliest event reported
- Maryland (jurisdiction) — State of incorporation
- Miami Beach, Florida (location) — Principal Executive Offices
FAQ
What is the primary purpose of this 8-K filing?
This 8-K filing serves as a Current Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, covering Regulation FD Disclosure and Financial Statements and Exhibits.
When was the earliest event reported in this filing?
The earliest event reported in this filing was on October 3, 2025.
What was the former name of PennantPark Floating Rate Capital Ltd.?
The former name of PennantPark Floating Rate Capital Ltd. was PennantPark Senior Floating Rate Fund Inc.
In which state is PennantPark Floating Rate Capital Ltd. incorporated?
PennantPark Floating Rate Capital Ltd. is incorporated in Maryland.
Where are the principal executive offices of PennantPark Floating Rate Capital Ltd. located?
The principal executive offices of PennantPark Floating Rate Capital Ltd. are located at 1691 Michigan Avenue, Miami Beach, Florida, 33139.
Filing Stats: 728 words · 3 min read · ~2 pages · Grade level 10.5 · Accepted 2025-10-03 16:05:31
Key Financial Figures
- $0.001 — ich registered Common Stock, par value $0.001 per share PFLT The New York Stock Excha
Filing Documents
- f8k_100125.htm (8-K) — 18KB
- exh_991.htm (EX-99.1) — 4KB
- exh991small_1.jpg (GRAPHIC) — 3KB
- 0001171843-25-006270.txt ( ) — 221KB
- gnw-20250101.xsd (EX-101.SCH) — 3KB
- gnw-20250101_def.xml (EX-101.DEF) — 25KB
- gnw-20250101_lab.xml (EX-101.LAB) — 35KB
- gnw-20250101_pre.xml (EX-101.PRE) — 24KB
- f8k_100125_htm.xml (XML) — 3KB
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure. On October 3, 2025, PennantPark Floating Rate Capital Ltd. issued a press release announcing its scheduled earnings release for the fourth fiscal quarter ended September 30, 2025. A copy of the press release is furnished as Exhibit 99.1 to this report, pursuant to Item 7.01 and Regulation FD. The information in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Forward-Looking Statements
Forward-Looking Statements This Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts included in this Current Report on Form 8-K are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Floating Rate Capital Ltd. dated October 3, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Date: October 3, 2025 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer EXHIBIT INDEX Exhibit No. Description 99.1 Press Release of PennantPark Floating Rate Capital Ltd. dated October 3, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)