PennantPark Floating Rate Capital Ltd. Files 8-K
Ticker: PFLT · Form: 8-K · Filed: Jan 3, 2025 · CIK: 1504619
| Field | Detail |
|---|---|
| Company | Pennantpark Floating Rate Capital LTD. (PFLT) |
| Form Type | 8-K |
| Filed Date | Jan 3, 2025 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: 8-K, disclosure, financials
TL;DR
PennantPark filed an 8-K on Jan 3, 2025, with Reg FD and financial updates.
AI Summary
PennantPark Floating Rate Capital Ltd. filed an 8-K on January 3, 2025, reporting on Regulation FD disclosures and financial statements. The filing also notes a former company name, PennantPark Senior Floating Rate Fund Inc., which was changed on October 29, 2010.
Why It Matters
This filing provides updates on regulatory disclosures and financial information for PennantPark Floating Rate Capital Ltd., which is important for investors to stay informed about the company's status.
Risk Assessment
Risk Level: low — This is a routine filing of an 8-K, which typically contains standard disclosures and financial information without immediate material impact.
Key Numbers
- 0001171843-25-000021 — Accession Number (Unique identifier for the filing)
- 0001504619 — Central Index Key (Company's SEC identifier)
- 273794690 — IRS Number (Company's Employer Identification Number)
Key Players & Entities
- PennantPark Floating Rate Capital Ltd. (company) — Registrant
- January 3, 2025 (date) — Date of earliest event reported
- PennantPark Senior Floating Rate Fund Inc. (company) — Former company name
- October 29, 2010 (date) — Date of name change
- 590 Madison Avenue, 15th Floor, New York, NY 10022 (address) — Business and Mail Address
- (212) 905-1000 (phone) — Business Phone
FAQ
What is the primary purpose of this 8-K filing?
The primary purpose is to report on Regulation FD disclosures and to include financial statements and exhibits.
What was the previous name of PennantPark Floating Rate Capital Ltd.?
The previous name was PennantPark Senior Floating Rate Fund Inc., with the name change occurring on October 29, 2010.
When was the earliest event reported in this filing?
The earliest event reported is dated January 3, 2025.
What is the principal executive office address for PennantPark Floating Rate Capital Ltd.?
The principal executive offices are located at 1691 Michigan Avenue, Miami Beach, Florida 33139.
What is the SEC file number for PennantPark Floating Rate Capital Ltd.?
The SEC file number is 814-00891.
Filing Stats: 731 words · 3 min read · ~2 pages · Grade level 10.8 · Accepted 2025-01-03 16:05:12
Key Financial Figures
- $0.001 — ich registered Common Stock, par value $0.001 per share PFLT The New York Stock Excha
Filing Documents
- f8k_122724.htm (8-K) — 16KB
- exh_991.htm (EX-99.1) — 5KB
- exh991small_1.jpg (GRAPHIC) — 3KB
- 0001171843-25-000021.txt ( ) — 221KB
- gnw-20190101.xsd (EX-101.SCH) — 3KB
- gnw-20190101_def.xml (EX-101.DEF) — 25KB
- gnw-20190101_lab.xml (EX-101.LAB) — 33KB
- gnw-20190101_pre.xml (EX-101.PRE) — 22KB
- f8k_122724_htm.xml (XML) — 3KB
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure. On January 3, 2025, PennantPark Floating Rate Capital Ltd. issued a press release announcing its monthly distribution. A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K. The information in this report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Forward-Looking Statements
Forward-Looking Statements This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made in periodic reports PennantPark Floating Rate Capital Ltd. files under the Exchange Act. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Floating Rate Capital Ltd. Dated January 3, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Date: January 3, 2025 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer