PennantPark Files 8-K with Financials

Ticker: PFLT · Form: 8-K · Filed: Dec 3, 2024 · CIK: 1504619

Pennantpark Floating Rate Capital LTD. 8-K Filing Summary
FieldDetail
CompanyPennantpark Floating Rate Capital LTD. (PFLT)
Form Type8-K
Filed DateDec 3, 2024
Risk Levellow
Pages2
Reading Time3 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: 8-K, financial-statements, disclosure

TL;DR

PFLT filed an 8-K on Dec 3rd, check financials & Reg FD updates.

AI Summary

PennantPark Floating Rate Capital Ltd. filed an 8-K on December 3, 2024, reporting on Regulation FD disclosures and financial statements. The filing also notes a former company name, PennantPark Senior Floating Rate Fund Inc., with a name change date of October 29, 2010.

Why It Matters

This 8-K filing provides updated financial information and regulatory disclosures for PennantPark Floating Rate Capital Ltd., which is important for investors to assess the company's current financial health and compliance.

Risk Assessment

Risk Level: low — This filing is a routine 8-K reporting financial statements and disclosures, not indicating any immediate material adverse events.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing?

The primary purpose of this 8-K filing is to report on Regulation FD disclosures and to provide financial statements and exhibits.

What was the former name of PennantPark Floating Rate Capital Ltd.?

The former name of PennantPark Floating Rate Capital Ltd. was PennantPark Senior Floating Rate Fund Inc.

When did the company change its name?

The company changed its name on October 29, 2010.

What is the principal executive office address of the registrant?

The principal executive office address of the registrant is 1691 Michigan Avenue, Miami Beach, Florida 33139.

What is the registrant's telephone number?

The registrant's telephone number is (786) 297-9500.

Filing Stats: 731 words · 3 min read · ~2 pages · Grade level 10.8 · Accepted 2024-12-03 16:06:06

Key Financial Figures

Filing Documents

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On December 3, 2024, PennantPark Floating Rate Capital Ltd. issued a press release announcing its monthly distribution. A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K. The information in this report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

Forward-Looking Statements This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made in periodic reports PennantPark Floating Rate Capital Ltd. files under the Exchange Act. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Floating Rate Capital Ltd. Dated December 3, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Date: December 3, 2024 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer

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