PennantPark Files 8-K on Shareholder Vote Matters

TL;DR

PFLT filed an 8-K for a shareholder vote on Feb 4th. Details on NYSE common stock.

AI Summary

PennantPark Floating Rate Capital Ltd. (PFLT) filed an 8-K on February 6, 2025, reporting on a submission of matters to a vote of security holders that occurred on February 4, 2025. The filing details the company's corporate structure and registered securities, including its common stock traded on The New York Stock Exchange under the symbol PFLT.

Why It Matters

This filing informs investors about important corporate actions requiring shareholder approval, which could impact the company's future operations and shareholder rights.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not indicate any immediate financial distress or significant operational changes.

Key Players & Entities

• PennantPark Floating Rate Capital Ltd. (company) — Registrant
• PFLT (company) — Trading Symbol
• The New York Stock Exchange (company) — Exchange where PFLT is traded
• February 4, 2025 (date) — Date of earliest event reported
• February 6, 2025 (date) — Filing date

FAQ

Key Financial Figures

• $0.001 — ch Registered Common Stock, par value $0.001 per share PFLT The New York Stock E

Filing Documents

• pflt-20240206.htm (8-K) — 87KB
• 0000950170-25-015378.txt ( ) — 198KB
• pflt-20240206.xsd (EX-101.SCH) — 25KB
• pflt-20240206_htm.xml (XML) — 4KB

07

Item 5.07 Submission of Matters to a Vote of Security Holders On February 4, 2025, PennantPark Floating Rate Capital Ltd. (the "Company") held its annual meeting of stockholders (the "Annual Meeting") and submitted two matters to the vote of its stockholders. The proposals are described in detail in the Company's definitive proxy statement filed with the Securities and Exchange Commission on December 11, 2024. As of December 4, 2024, the record date, 83,229,896 shares of common stock were eligible to vote. A summary of the matters voted upon by the stockholders is set forth below. Proposal 1. The Company's stockholders elected two Class II directors of the Company, who will each serve until the 2028 Annual Meeting and until his successor is duly elected and qualifies. The voting results as of February 4, 2025, as certified by the inspector of election, are set forth below: Name For Against Abstain Broker Non-Vote Adam Bernstein 12,635,533 5,763,481 570,292 31,810,780 % of Shares Voted 66.61 % 30.38 % 3.01 % N/A Jeffrey Flug 14,469,277 3,928,898 571,131 31,810,780 % of Shares Voted 76.28 % 20.71 % 3.01 % N/A Proposal 2. The Company's stockholders ratified the selection of RSM US LLP to serve as the Company's independent registered public accounting firm for the year ending September 30, 2025. The voting results as of February 4, 2025, as certified by the inspector of election, are set forth below: For Against Abstain Shares Voted 48,682,065 965,959 1,132,062 % of Shares Voted 95.87 % 1.90 % 2.23 % SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Dated: February 6, 2025 /s/ RICHARD T. ALLORTO, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR