PennantPark Files 8-K: Material Agreement & Exhibits

TL;DR

PNNT filed an 8-K for a material agreement and exhibits. Watch for details.

AI Summary

PennantPark Floating Rate Capital Ltd. filed an 8-K on October 2, 2024, reporting the entry into a material definitive agreement and filing financial statements and exhibits. The company, formerly known as PennantPark Senior Floating Rate Fund Inc., is headquartered in New York, NY.

Why It Matters

This filing indicates a significant new agreement for PennantPark Floating Rate Capital Ltd., which could impact its financial operations and investment strategies.

Risk Assessment

Risk Level: low — This is a routine SEC filing reporting a material definitive agreement and exhibits, not a direct financial event or change in business operations.

Key Players & Entities

• PennantPark Floating Rate Capital Ltd. (company) — Registrant
• October 2, 2024 (date) — Date of earliest event reported
• PennantPark Senior Floating Rate Fund Inc. (company) — Former company name
• 590 Madison Avenue, 15th Floor, New York, NY 10022 (location) — Business and Mail Address

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share PFLT The New York Stock Excha

Filing Documents

• f8k_100224.htm (8-K) — 16KB
• exh_991.htm (EX-99.1) — 5KB
• exh991small_1.jpg (GRAPHIC) — 3KB
• 0001171843-24-005453.txt ( ) — 221KB
• gnw-20190101.xsd (EX-101.SCH) — 3KB
• gnw-20190101_def.xml (EX-101.DEF) — 25KB
• gnw-20190101_lab.xml (EX-101.LAB) — 33KB
• gnw-20190101_pre.xml (EX-101.PRE) — 22KB
• f8k_100224_htm.xml (XML) — 3KB

01. Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement. On October 2, 2024, PennantPark Floating Rate Capital Ltd. issued a press release announcing its monthly distribution. A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K. The information in this report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

Forward-Looking Statements This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made in periodic reports PennantPark Floating Rate Capital Ltd. files under the Exchange Act. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Floating Rate Capital Ltd. Dated October 2, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Date: October 2, 2024 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR