PennantPark Files 8-K: Reg FD & Financials

TL;DR

PFLT filed an 8-K on April 3rd for Reg FD and financials.

AI Summary

PennantPark Floating Rate Capital Ltd. filed an 8-K on April 3, 2024, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The company, formerly known as PennantPark Senior Floating Rate Fund Inc., is based in Miami Beach, Florida, and its principal executive offices are located at 1691 Michigan Avenue.

Why It Matters

This filing provides important disclosures and financial information to investors, ensuring transparency and compliance with SEC regulations.

Risk Assessment

Risk Level: low — This is a routine filing of financial statements and disclosures, not indicating any immediate operational or financial distress.

Key Players & Entities

• PennantPark Floating Rate Capital Ltd. (company) — Registrant
• PennantPark Senior Floating Rate Fund Inc. (company) — Former company name
• April 3, 2024 (date) — Date of earliest event reported
• 1691 Michigan Avenue Miami Beach , Florida 33139 (location) — Address of Principal Executive Offices

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share PFLT The New York Stock Excha

Filing Documents

• f8k_040324.htm (8-K) — 17KB
• exh_991.htm (EX-99.1) — 4KB
• exh991small_1.jpg (GRAPHIC) — 3KB
• 0001171843-24-001807.txt ( ) — 220KB
• gnw-20190101.xsd (EX-101.SCH) — 3KB
• gnw-20190101_def.xml (EX-101.DEF) — 25KB
• gnw-20190101_lab.xml (EX-101.LAB) — 33KB
• gnw-20190101_pre.xml (EX-101.PRE) — 22KB
• f8k_040324_htm.xml (XML) — 3KB

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On April 3, 2024, PennantPark Floating Rate Capital Ltd. issued a press release announcing its scheduled earnings release for the second fiscal quarter ended March 31, 2024. A copy of the press release is furnished as Exhibit 99.1 to this report, pursuant to Item 7.01 and Regulation FD. The information in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts included in this Current Report on Form 8-K are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Floating Rate Capital Ltd. dated April 3, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Date: April 3, 2024 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer EXHIBIT INDEX Exhibit No. Description 99.1 Press Release of PennantPark Floating Rate Capital Ltd. dated April 3, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

View Full Filing

View this 8-K filing on SEC EDGAR