PennantPark Files 8-K for May 29 Events

TL;DR

PFLT filed an 8-K on May 29th, mostly standard disclosures.

AI Summary

PennantPark Floating Rate Capital Ltd. (PFLT) filed an 8-K on June 4, 2024, reporting events that occurred on May 29, 2024. The filing primarily concerns Regulation FD disclosures and other events, along with financial statements and exhibits. No specific dollar amounts or new material events were detailed in the provided excerpt.

Why It Matters

This filing provides updates on company events and disclosures, which are important for investors to stay informed about the company's regulatory compliance and operational status.

Risk Assessment

Risk Level: low — The filing is a routine 8-K report with no immediate indication of significant negative events or financial distress.

Key Players & Entities

• PennantPark Floating Rate Capital Ltd. (company) — Registrant
• May 29, 2024 (date) — Earliest event reported
• June 4, 2024 (date) — Date of report

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share PFLT The New York Stock Excha
• $436 million — other lenders and parties thereto, from $436 million to $611 million pursuant to a facility
• $611 million — d parties thereto, from $436 million to $611 million pursuant to a facility amount increase

Filing Documents

• f8k_060424.htm (8-K) — 16KB
• exh_991.htm (EX-99.1) — 4KB
• exh991small_1.jpg (GRAPHIC) — 3KB
• 0001171843-24-003279.txt ( ) — 221KB
• gnw-20190101.xsd (EX-101.SCH) — 3KB
• gnw-20190101_def.xml (EX-101.DEF) — 25KB
• gnw-20190101_lab.xml (EX-101.LAB) — 33KB
• gnw-20190101_pre.xml (EX-101.PRE) — 22KB
• f8k_060424_htm.xml (XML) — 3KB

01. Other Events

Item 8.01. Other Events. On May 29, 2024, PennantPark Floating Rate Funding I, LLC, a wholly-owned subsidiary of PennantPark Floating Rate Capital Ltd., upsized its Revolving Credit and Security Agreement (the "Credit Facility") with Truist Bank, as administrative agent, and the other lenders and parties thereto, from $436 million to $611 million pursuant to a facility amount increase request in accordance with the terms of the Credit Facility.

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On June 4, 2024, the Registrant issued a press release, included herewith as Exhibit 99.1, and by this reference incorporated herein. The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

Forward-Looking Statements

Forward-Looking Statements This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made in periodic reports PennantPark Floating Rate Capital Ltd. files under the Exchange Act. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Floating Rate Capital Ltd. dated June 4, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Date: June 4, 2024 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR