Pioneer Floating Rate Fund, Inc. (PHD) — SEC Filings
Pioneer Floating Rate Fund, Inc. (PHD) — 14 SEC filings. Latest: DEFA14A (Aug 21, 2025). Includes 6 DEFA14A, 5 8-K, 2 DEF 14A.
View Pioneer Floating Rate Fund, Inc. on SEC EDGAR
Overview
Pioneer Floating Rate Fund, Inc. (PHD) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEFA14A filed on Aug 21, 2025: Pioneer Floating Rate Fund, Inc. (PHD) has filed a Definitive Additional Materials proxy statement (DEFA14A) on August 21, 2025. This filing concerns the company's shareholder meeting and related proposals, as is standard for a public company operating under the 1934 Securities Exchange Act. The fil
Sentiment Summary
Across 14 filings, the sentiment breakdown is: 14 neutral. The dominant filing sentiment for Pioneer Floating Rate Fund, Inc. is neutral.
Filing Type Overview
Pioneer Floating Rate Fund, Inc. (PHD) has filed 6 DEFA14A, 2 DEF 14A, 5 8-K, 1 SC 13G/A with the SEC between Jan 2024 to Aug 2025.
Filings by Year
Recent SEC Filings (14)
Risk Profile
Risk Assessment: Of PHD's 13 recent filings, 0 were flagged as high-risk, 0 as medium-risk, and 13 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Industry Context
Pioneer Floating Rate Fund, Inc. operates within the closed-end fund industry, specifically focusing on floating-rate debt instruments. This sector is sensitive to interest rate movements and credit market conditions. The fund is managed alongside several other Pioneer-branded income-focused funds, suggesting a common management strategy and potential for operational synergies within the broader Pioneer Investments umbrella.
Top Tags
proxy-statement (6) · fund-filing (5) · annual-meeting (3) · governance (3) · financial-statements (3) · regulatory-filing (2) · 8-K (2) · shareholder-meeting (1) · sec-filing (1) · mutual-fund (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| SEC Act | 1934 Act | Governing legislation for the filing |
| Filing Date | 20250819 | Date the DEFA14A was filed |
| Fiscal Year End | 1130 | Fiscal year end for Pioneer Floating Rate Fund, Inc. |
| Central Index Key (CIK) | 0001305767 | Pioneer Floating Rate Fund, Inc.'s unique SEC identifier |
| SEC File Number | 811-21654 | Pioneer Floating Rate Fund, Inc.'s registration number |
| Filed As Of Date | 2025-06-10 | Date the DEF 14A was officially filed |
| Conformed Period of Report | 2025-07-17 | Date of the upcoming shareholder meeting |
| Public Document Count | 13 | Number of documents in this filing package |
| Central Index Key | 0001305767 | Identifier for Pioneer Floating Rate Fund, Inc. |
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Frequently Asked Questions
What are the latest SEC filings for Pioneer Floating Rate Fund, Inc. (PHD)?
Pioneer Floating Rate Fund, Inc. has 14 recent SEC filings from Jan 2024 to Aug 2025, including 6 DEFA14A, 5 8-K, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of PHD filings?
Across 14 filings, the sentiment breakdown is: 14 neutral. The dominant sentiment is neutral.
Where can I find Pioneer Floating Rate Fund, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Pioneer Floating Rate Fund, Inc. (PHD) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Pioneer Floating Rate Fund, Inc.?
Financial highlights for Pioneer Floating Rate Fund, Inc. are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for PHD?
The investment thesis for PHD includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Pioneer Floating Rate Fund, Inc.?
Executive information for Pioneer Floating Rate Fund, Inc. is extracted from SEC filings as they are enriched with AI analysis.
What are the main risk factors for Pioneer Floating Rate Fund, Inc. stock?
Of PHD's 13 assessed filings, 0 were flagged high-risk, 0 medium-risk, and 13 low-risk.
What are recent predictions and forward guidance from Pioneer Floating Rate Fund, Inc.?
Forward guidance and predictions for Pioneer Floating Rate Fund, Inc. are extracted from SEC filings as they are enriched.