Pioneer Floating Rate Fund Files Annual Proxy Statement

Ticker: PHD · Form: DEF 14A · Filed: Aug 21, 2024 · CIK: 1305767

Pioneer Floating Rate Fund, Inc. DEF 14A Filing Summary
FieldDetail
CompanyPioneer Floating Rate Fund, Inc. (PHD)
Form TypeDEF 14A
Filed DateAug 21, 2024
Risk Levellow
Pages15
Reading Time18 min
Sentimentneutral

Sentiment: neutral

Topics: proxy-statement, annual-meeting, corporate-governance

TL;DR

Pioneer Floating Rate Fund filed its DEF 14A. Proxy materials are out.

AI Summary

Pioneer Floating Rate Fund, Inc. (Central Index Key: 0001305767) filed a DEF 14A on August 21, 2024, for the period ending October 3, 2024. The filing pertains to the company's annual meeting and related corporate governance matters. The company is incorporated in Maryland and has its principal offices at 60 State Street, Boston, MA.

Why It Matters

This filing provides shareholders with crucial information regarding the company's governance, executive compensation, and voting matters, enabling informed participation in the upcoming annual meeting.

Risk Assessment

Risk Level: low — This is a routine annual filing (DEF 14A) that typically contains standard corporate governance information and does not indicate immediate financial distress or significant operational changes.

Key Players & Entities

  • Pioneer Floating Rate Fund, Inc. (company) — Filer
  • 0001305767 (company) — Central Index Key
  • 20240821 (date) — Filing Date
  • 20241003 (date) — Period of Report
  • 60 State Street, Boston, MA (location) — Business Address

FAQ

What is the primary purpose of this DEF 14A filing?

The primary purpose of this DEF 14A filing is to provide shareholders with information regarding the company's annual meeting, including details on voting matters, director nominations, and executive compensation, as required by the Securities Exchange Act of 1934.

What is the reporting period for this filing?

The conformed period of report for this filing is 20241003, meaning the information pertains to matters relevant up to or around this date.

Which company is filing this DEF 14A?

Pioneer Floating Rate Fund, Inc., with Central Index Key 0001305767, is filing this DEF 14A.

Where is Pioneer Floating Rate Fund, Inc. located?

Pioneer Floating Rate Fund, Inc. is located at 60 State Street, 5th Floor, Boston, MA 02109.

What is the SEC file number for Pioneer Floating Rate Fund, Inc.?

The SEC file number for Pioneer Floating Rate Fund, Inc. is 811-21654.

Filing Stats: 4,487 words · 18 min read · ~15 pages · Grade level 9.8 · Accepted 2024-08-21 15:10:09

Filing Documents

From the Filing

DEF 14A 1 pio87847.htm DEF14A PROXY STATMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to §240.14a-12 PIONEER DIVERSIFIED HIGH INCOME FUND, INC. (HNW) PIONEER FLOATING RATE FUND, INC. (PHD) PIONEER HIGH INCOME FUND, INC. (PHT) (Name of Registrant(s) as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. [ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: 2) Aggregate number of securities to which transaction applies: 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): 4) Proposed maximum aggregate value of transaction: 5) Total fee paid: [ ] Fee paid previously with preliminary materials. [ ]Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: 2) Form, Schedule or Registration Statement No.: 3) Filing Party: 4) Date Filed: PIONEER DIVERSIFIED HIGH INCOME FUND, INC. (HNW) PIONEER FLOATING RATE FUND, INC. (PHD) PIONEER HIGH INCOME FUND, INC. (PHT) 60 State Street Boston, Massachusetts 02109 1-877-361-7966 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS SCHEDULED FOR OCTOBER 3, 2024 To the stockholders of Pioneer Diversified High Income Fund, Inc., Pioneer Floating Rate Fund, Inc. and Pioneer High Income Fund, Inc.: The annual meeting of stockholders (the annual meeting) of each of Pioneer Diversified High Income Fund, Inc., Pioneer Floating Rate Fund, Inc. and Pioneer High Income Fund, Inc. (each, a fund and, collectively, the funds) is scheduled to be held at the offices of Morgan, Lewis & Bockius LLP, One Federal Street, Boston, Massachusetts 02110, on Thursday, October 3, 2024 at 2:00 p.m., Eastern time, for the following purposes: 1. To consider and vote upon the election of three Directors of Pioneer Diversified High Income Fund, Inc., Pioneer Floating Rate Fund, Inc. and Pioneer High Income Fund, Inc. by the holders of shares of Common Stock. Each elected Director will serve until the third annual meeting following his or her election and until his or her successor is duly elected and qualifies. 2. To consider and vote upon any other business that may properly come before the annual meeting or any adjournments, postponements, continuation or rescheduling thereof. The Board of Directors (the Board) of each fund knows of no business other than that mentioned in this Notice of Annual Meeting of Stockholders that will be presented for consideration at the annual meeting. If any other matters are properly presented at the annual meeting, it is the intention of the persons named as proxies by the Board to vote on such matters in accordance with their discretion. Each fund will hold a separate meeting. Stockholders of each fund will vote separately. YOUR DIRECTORS RECOMMEND THAT YOU VOTE FOR EACH OF THE NOMINEES FOR ELECTION AS A DIRECTOR. The Board has fixed the close of business on August 9, 2024 as the record date for the determination of the stockholders entitled to notice of and to vote at the annual meeting and any adjournments, postponements, continuation or rescheduling thereof. IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING TO BE HELD ON OCTOBER 3, 2024: This Notice and the attached Proxy Statement are available on the Internet at https://vote.proxyonline.com/pioneer/docs/2024proxy.pdf. By Order of each Board of Directors, Christopher J. Kelley, Chief Legal Officer and Secretary Boston, Massachusetts August 21, 2024 WHETHER OR NOT YOU EXPECT TO ATTEND THE ANNUAL MEETING, AND IN ORDER TO FACILITATE TIMELY RECEIPT OF YOUR PROXY VOTE, WE RESPECTFULLY URGE YOU TO SUBMIT VOTING INSTRUCTIONS BY TELEPHONE OR OVER THE INTERNET AS PROMPTLY AS POSSIBLE. ALTERNATIVELY, YOU MAY SUBMIT VOTING INSTRUCTIONS BY SIGNING, DATING AND RETURNING THE ENCLOSED PROXY CARD IN THE ACCOMPANYING POSTAGE-PAID RETURN ENVELOPE. VOTING NOW WILL NOT LIMIT YOUR RIGHT TO CHANGE YOUR VOTE OR TO ATTEND THE ANNUAL MEETING. 33906-00-0824 PROXY STATEMENT OF PIONEER DIVER

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