Princeton Capital Corp Files 8-K on Shareholder Votes

TL;DR

Princeton Capital Corp filed an 8-K on Dec 19th regarding shareholder votes.

AI Summary

Princeton Capital Corporation filed an 8-K on December 26, 2024, reporting on matters submitted to a vote of security holders as of December 19, 2024. The filing indicates that the company, incorporated in Maryland with IRS ID 46-3516073, held its principal executive offices at 800 Turnpike Street, Suite 300, North Andover, Massachusetts. The company was formerly known as Regal One Corp.

Why It Matters

This filing is important as it formally documents decisions made by Princeton Capital Corporation's shareholders, which can impact the company's governance and future direction.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of shareholder voting matters and does not indicate any immediate financial distress or significant operational changes.

Key Players & Entities

• PRINCETON CAPITAL CORPORATION (company) — Registrant
• Maryland (jurisdiction) — State of incorporation
• 46-3516073 (identifier) — IRS Employer ID Number
• 800 Turnpike Street Suite 300 North Andover , Massachusetts 01845 (address) — Principal executive office address
• REGAL ONE Corp (company) — Former company name

FAQ

Filing Documents

• ea0225923-8k_princeton.htm (8-K) — 37KB
• 0001213900-24-112654.txt ( ) — 203KB
• piac-20241219.xsd (EX-101.SCH) — 3KB
• piac-20241219_lab.xml (EX-101.LAB) — 33KB
• piac-20241219_pre.xml (EX-101.PRE) — 22KB
• ea0225923-8k_princeton_htm.xml (XML) — 3KB

From the Filing

UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2024 ( December 19, 2024 ) PRINCETON CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00710 46-3516073 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer ID Number) 800 Turnpike Street Suite 300 North Andover , Massachusetts 01845 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (978) 794-3366 (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered None None None Item 5.07. Submission of Matters to a Vote of Security Holders On December 19, 2024, Princeton Capital Corporation, a Maryland corporation (the "Company") held its 2024 Annual Meeting of Stockholders (the "2024 Annual Meeting"). At the 2024 Annual Meeting, the stockholders voted on (i) the election of Darren Stainrod, Mark DiSalvo, Martin Laidlaw, and Greg Bennett to the Company's Board of Directors, (ii) the ratification of the selection of WithumSmith&Brown, PC ("WithumSmith") as the Company's independent registered public accounting firm for the year ending December 31, 2024, and (iii) the approval of the adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies. The stockholders re-elected all four nominees for director, ratified the selection of WithumSmith for the year ending December 31, 2024, and approved the adjournment of the Annual Meeting to solicit additional proxies, however it was not necessary. The full results of the matters voted on at the 2024 Annual Meeting are set forth below: Proposal No. 1 – Election of Directors: Nominee Votes For Votes Withheld Broker Non-Votes Darren Stainrod 115,768,535 1,051 218,997 Mark S. DiSalvo 115,768,536 1,050 218,997 Martin Laidlaw 115,768,536 1,050 218,997 Greg Bennett 115,768,536 1,050 218,997 Proposal No. 2 – Ratification of the Selection of WithumSmith&Brown, PC as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2024: Votes For Votes Against Abstentions 115,988,583 0 0 There were no broker non-votes for Proposal 2. Proposal No. 3 – To Approve the Adjournment of the Annual Meeting, if Necessary or Appropriate, to Solicit Additional Proxies: Votes For Votes Against Abstentions 115,967,078 21,504 0 There were no broker non-votes for Proposal 3. No other proposals were submitted to a vote of the Company's stockholders. 1 SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized. Dated: December 26, 2024 PRINCETON CAPITAL CORPORATION By: /s/ Gregory J. Cannella Name: Gregory J. Cannella Title: Chief Financial Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR