Princeton Capital Corp (PIAC) — SEC Filings
Princeton Capital Corp (PIAC) — 13 SEC filings. Latest: 8-K (Dec 18, 2025). Includes 6 10-Q, 3 8-K, 2 10-K.
View Princeton Capital Corp on SEC EDGAR
Overview
Princeton Capital Corp (PIAC) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 18, 2025: On December 18, 2025, Princeton Capital Corporation filed an 8-K report. The filing indicates a submission of matters to a vote of security holders. The company, formerly known as Regal One Corp, is incorporated in Maryland and has its principal executive offices in North Andover, Massachusetts.
Sentiment Summary
Across 13 filings, the sentiment breakdown is: 2 bearish, 11 neutral. The dominant filing sentiment for Princeton Capital Corp is neutral.
Filing Type Overview
Princeton Capital Corp (PIAC) has filed 3 8-K, 6 10-Q, 1 DEF 14A, 2 10-K, 1 10-K/A with the SEC between Mar 2024 to Dec 2025.
Filings by Year
Recent SEC Filings (13)
Risk Profile
Risk Assessment: Of PIAC's 13 recent filings, 2 were flagged as high-risk, 2 as medium-risk, and 9 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $125,213 |
| Net Income | -$993,901 |
| EPS | $0.145 |
| Debt-to-Equity | N/A |
| Cash Position | $535,349 |
| Operating Margin | N/A |
| Total Assets | $17,896,941 |
| Total Debt | N/A |
Key Executives
- Maryland
- Mark DiSalvo
- Gregory J. Cannella
- Greg Bennett
- Martin Laidlaw
- North Andover
Industry Context
Princeton Capital Corp operates as a non-diversified, closed-end investment company and a Business Development Company (BDC). The BDC sector typically focuses on providing capital to small and medium-sized businesses, often through debt and equity investments. However, PIAC is facing significant headwinds, including a failure to qualify as a RIC and a strategic alternatives process, which are limiting its investment activities and impacting its financial performance.
Top Tags
10-Q (4) · financials (4) · quarterly-report (3) · 10-K (3) · corporate-governance (2) · shareholder-vote (2) · BDC (2) · Illiquid Investments (2) · Non-RIC Status (2) · annual-report (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| SEC File Number | 814-00710 | Identifies the company's filing history with the SEC. |
| IRS Employer ID Number | 46-3516073 | Company's tax identification number. |
| Total investment income | $125,213 | for the nine months ended September 30, 2025, down from $963,124 in 2024 |
| Net investment loss after taxes | $993,901 | for the nine months ended September 30, 2025, up from $192,385 in 2024 |
| Net decrease in net assets from operations | $3,577,383 | for the nine months ended September 30, 2025 |
| Total investments at fair value | $16,654,297 | as of September 30, 2025, down from $19,217,779 at December 31, 2024 |
| Cash and cash equivalents | $535,349 | as of September 30, 2025, down from $1,290,864 at December 31, 2024 |
| Illiquid investments | 100% | of total fair value of portfolio investments as of September 30, 2025 |
| Net asset value per share | $0.145 | as of September 30, 2025, down from $0.175 at December 31, 2024 |
| Shares of common stock outstanding | 120,486,061 | As of the Record Date, November 11, 2025 |
| Shares beneficially owned by Capital Point Partnerships | 115,484,327 | Represents approximately 95.85% of outstanding common stock |
| Percentage of common stock owned by Capital Point Partnerships | 95.85% | Significant control over voting power |
| Shares required for a quorum | 60,243,031 | Majority of 120,486,061 outstanding shares |
| Estimated cost of proxy solicitation | $20,000 | Company will bear this expense |
| Date of Annual Meeting | 2025-12-18 | Scheduled for 2:00 p.m. Eastern Time |
Frequently Asked Questions
What are the latest SEC filings for Princeton Capital Corp (PIAC)?
Princeton Capital Corp has 13 recent SEC filings from Mar 2024 to Dec 2025, including 6 10-Q, 3 8-K, 2 10-K. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of PIAC filings?
Across 13 filings, the sentiment breakdown is: 2 bearish, 11 neutral. The dominant sentiment is neutral.
Where can I find Princeton Capital Corp SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Princeton Capital Corp (PIAC) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Princeton Capital Corp?
Key financial highlights from Princeton Capital Corp's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for PIAC?
The investment thesis for PIAC includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Princeton Capital Corp?
Key executives identified across Princeton Capital Corp's filings include Maryland, Mark DiSalvo, Gregory J. Cannella, Greg Bennett, Martin Laidlaw and 1 others.
What are the main risk factors for Princeton Capital Corp stock?
Of PIAC's 13 assessed filings, 2 were flagged high-risk, 2 medium-risk, and 9 low-risk.
What are recent predictions and forward guidance from Princeton Capital Corp?
Forward guidance and predictions for Princeton Capital Corp are extracted from SEC filings as they are enriched.