Princeton Capital Corp Files 8-K on Security Holder Vote Matters

Ticker: PIAC · Form: 8-K · Filed: Dec 18, 2025 · CIK: 845385

Princeton Capital Corp 8-K Filing Summary
FieldDetail
CompanyPrinceton Capital Corp (PIAC)
Form Type8-K
Filed DateDec 18, 2025
Risk Levellow
Pages2
Reading Time3 min
Sentimentneutral

Sentiment: neutral

Topics: corporate-governance, shareholder-vote, filing

TL;DR

Princeton Capital Corp is holding a shareholder vote on Dec 18, 2025.

AI Summary

On December 18, 2025, Princeton Capital Corporation filed an 8-K report. The filing indicates a submission of matters to a vote of security holders. The company, formerly known as Regal One Corp, is incorporated in Maryland and has its principal executive offices in North Andover, Massachusetts.

Why It Matters

This filing signals that Princeton Capital Corporation is engaging in a process requiring shareholder approval, which could impact corporate governance or strategic decisions.

Risk Assessment

Risk Level: low — The filing is a standard corporate disclosure regarding a vote of security holders and does not inherently indicate financial distress or significant operational changes.

Key Numbers

  • 814-00710 — SEC File Number (Identifies the company's filing history with the SEC.)
  • 46-3516073 — IRS Employer ID Number (Company's tax identification number.)

Key Players & Entities

  • PRINCETON CAPITAL CORPORATION (company) — Registrant
  • Regal One Corp (company) — Former company name
  • Maryland (jurisdiction) — State of incorporation
  • North Andover, Massachusetts (location) — Principal executive offices
  • December 18, 2025 (date) — Date of report and earliest event

FAQ

What specific matters are being submitted for a vote of security holders?

The filing does not specify the exact matters to be voted on, only that such a submission is occurring.

When was Princeton Capital Corporation incorporated?

Princeton Capital Corporation was incorporated in Maryland.

What is the address of Princeton Capital Corporation's principal executive offices?

The principal executive offices are located at 800 Turnpike Street, Suite 300, North Andover, Massachusetts 01845.

Has Princeton Capital Corporation changed its name previously?

Yes, the company was formerly known as Regal One Corp, with name changes noted on July 30, 2009, and September 29, 1993.

What is the filing date of this 8-K report?

The report was filed on December 18, 2025.

Filing Stats: 637 words · 3 min read · ~2 pages · Grade level 14 · Accepted 2025-12-18 17:27:56

Filing Documents

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders On December 18, 2025, Princeton Capital Corporation, a Maryland corporation (the "Company") held its 2025 Annual Meeting of Stockholders (the "2025 Annual Meeting"). At the 2025 Annual Meeting, the stockholders voted on (i) the election of Darren Stainrod, Mark DiSalvo, Martin Laidlaw, and Greg Bennett to the Company's Board of Directors, (ii) the ratification of the selection of WithumSmith&Brown, PC ("WithumSmith") as the Company's independent registered public accounting firm for the year ending December 31, 2025, and (iii) the approval of the adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies. The stockholders re-elected all four nominees for director, ratified the selection of WithumSmith for the year ending December 31, 2025, and approved the adjournment of the Annual Meeting to solicit additional proxies, however it was not necessary. The full results of the matters voted on at the 2025 Annual Meeting are set forth below: Proposal No. 1 – Election of Directors: Nominee Votes For Votes Withheld Broker Non-Votes Darren Stainrod 115,822,260 79,675 179,810 Mark S. DiSalvo 115,901,885 50 179,810 Martin Laidlaw 115,822,260 79,675 179,810 Greg Bennett 115,822,260 79,675 179,810 Proposal No. 2 – Ratification of the Selection of WithumSmith&Brown, PC as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2025: Votes For Votes Against Abstentions 116,081,745 0 0 There were no broker non-votes for Proposal 2. Proposal No. 3 – To Approve the Adjournment of the Annual Meeting, if Necessary or Appropriate, to Solicit Additional Proxies: Votes For Votes Against Abstentions 116,079,087 2,658 0 There were no broker non-votes for Proposal 3. No other proposals were submitted to a vote of the Company's stockholders. 1 SIGNATURE Pursuant to the requirements of the Secu

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