Piper Sandler Companies (PIPR) — SEC Filings

Piper Sandler Companies (PIPR) — 27 SEC filings. Latest: DEFA14A (Apr 9, 2026). Includes 12 8-K, 6 10-Q, 2 DEFA14A.

View Piper Sandler Companies on SEC EDGAR

Overview

Piper Sandler Companies (PIPR) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEFA14A filed on Apr 9, 2026: Piper Sandler Companies filed a Definitive Proxy Statement (DEFA14A) on April 9, 2026, related to their annual meeting of stockholders. The filing details the solicitation of proxies for the meeting, which will include the election of directors and the ratification of PricewaterhouseCoopers LLP as t

Sentiment Summary

Across 27 filings, the sentiment breakdown is: 2 bullish, 25 neutral. The dominant filing sentiment for Piper Sandler Companies is neutral.

Filing Type Overview

Piper Sandler Companies (PIPR) has filed 2 DEFA14A, 6 10-Q, 12 8-K, 2 DEF 14A, 2 10-K, 1 8-K/A, 2 SC 13G/A with the SEC between Jan 2024 to Apr 2026.

Filings by Year

2026 · 2025 · 2024

Recent SEC Filings (27)

Piper Sandler Companies SEC Filing History
DateFormDescriptionRisk
Apr 9, 2026DEFA14APiper Sandler Files Definitive Proxy Statementlow
Apr 9, 2026DEFA14APiper Sandler Files Additional Proxy Materialslow
Nov 4, 202510-QPiper Sandler Q3 Earnings Soar on Strong Investment Banking Performancemedium
Oct 31, 20258-KPiper Sandler Companies Files 8-K on Financialslow
Aug 6, 202510-QPiper Sandler's Q2 Net Income Jumps 50% on Strong Investment Bankingmedium
Aug 1, 20258-KPiper Sandler Companies Files 8-K on Financialslow
May 22, 20258-KPiper Sandler Companies Files 8-K on Shareholder Vote Matterslow
May 8, 202510-QPiper Sandler Files Q1 2025 10-Qlow
May 2, 20258-KPiper Sandler Companies Files 8-K on Financialslow
Apr 11, 2025DEF 14APiper Sandler Files Definitive Proxy Statementlow
Feb 27, 202510-KPiper Sandler Files 2024 10-Klow
Feb 6, 20258-K/APiper Sandler Appoints Ann C. Gallo to Audit Committeelow
Jan 31, 20258-KPiper Sandler Files 8-K on Financialslow
Nov 7, 202410-QPiper Sandler Companies Files 10-Q for Q3 2024medium
Oct 25, 20248-KPiper Sandler Companies Files 8-K on Financialslow
Sep 23, 20248-KPiper Sandler Announces Executive & Board Changesmedium
Aug 6, 202410-QPiper Sandler Q2 2024 10-Q Filing Releasedlow
Aug 2, 20248-KPiper Sandler Companies Files 8-K on Financialslow
May 28, 20248-KPiper Sandler Files 8-K on Shareholder Vote Matterslow
May 7, 202410-QPiper Sandler Companies Files 10-Q for Period Ending March 31, 2024low

Risk Profile

Risk Assessment: Of PIPR's 23 recent filings, 0 were flagged as high-risk, 6 as medium-risk, and 17 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Financial Highlights

Piper Sandler Companies Financial Summary (10-Q, Nov 4, 2025)
MetricValue
Revenue$480.094M
Net Income$60.266M
EPS$3.38
Debt-to-EquityN/A
Cash Position$113.997M
Operating MarginN/A
Total Assets$2,219.822M
Total DebtN/A

Key Executives

  • Ann C. Gallo

Industry Context

Piper Sandler operates in the competitive financial services sector, which is heavily influenced by market conditions, regulatory changes, and M&A activity. The strong performance in investment banking suggests a robust deal-making environment, particularly in technology, driven by strategic acquisitions and capital raising.

Top Tags

financial-reporting (5) · financial-condition (4) · 10-Q (4) · financials (4) · Financial Services (3) · 8-k (3) · quarterly-report (3) · 8-K (3) · proxy-statement (2) · regulatory-filing (2)

Key Numbers

Piper Sandler Companies Key Metrics
MetricValueContext
Total Revenues (Q3 2025)$480.094MIncreased from $360.928M in Q3 2024, a 33% increase.
Investment Banking Revenues (Q3 2025)$330.588MIncreased from $241.470M in Q3 2024, a 37% increase.
Net Income Attributable to PIPR (Q3 2025)$60.266MIncreased from $34.789M in Q3 2024, a 73% increase.
Diluted EPS (Q3 2025)$3.38Increased from $1.96 in Q3 2024, a 72% increase.
Total Revenues (YTD Q3 2025)$1,237.225MIncreased from $1,046.211M in YTD Q3 2024, an 18% increase.
Net Income Attributable to PIPR (YTD Q3 2025)$167.363MIncreased from $112.055M in YTD Q3 2024, a 49% increase.
Cash and Cash Equivalents (Sept 30, 2025)$113.997MDecreased significantly from $482.834M at Dec 31, 2024.
Goodwill from G Squared Acquisition$7.4MRecorded on September 12, 2025, expanding investment banking technology.
Q2 2025 Net Income$120MIncreased 50% from $80M in Q2 2024
Q2 2025 Revenue$550MIncreased from $450M in Q2 2024
H1 2025 Net Income$210MIncreased from $150M in H1 2024
H1 2025 Revenue$1.05BIncreased from $850M in H1 2024
Net Income Growth50%Year-over-year growth for Q2 2025
Reporting Period End Date2025-03-31Marks the end of the financial quarter being reported.
Prior Period End Date2024-12-31Provides a comparison point for financial changes.

Related Companies

PSND · GS · MS · LADR · LAD · PIP

Frequently Asked Questions

What are the latest SEC filings for Piper Sandler Companies (PIPR)?

Piper Sandler Companies has 27 recent SEC filings from Jan 2024 to Apr 2026, including 12 8-K, 6 10-Q, 2 DEFA14A. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of PIPR filings?

Across 27 filings, the sentiment breakdown is: 2 bullish, 25 neutral. The dominant sentiment is neutral.

Where can I find Piper Sandler Companies SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Piper Sandler Companies (PIPR) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Piper Sandler Companies?

Key financial highlights from Piper Sandler Companies's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.

What is the investment thesis for PIPR?

The investment thesis for PIPR includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Piper Sandler Companies?

Key executives identified across Piper Sandler Companies's filings include Ann C. Gallo.

What are the main risk factors for Piper Sandler Companies stock?

Of PIPR's 23 assessed filings, 0 were flagged high-risk, 6 medium-risk, and 17 low-risk.

What are recent predictions and forward guidance from Piper Sandler Companies?

Forward guidance and predictions for Piper Sandler Companies are extracted from SEC filings as they are enriched.

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