Piper Sandler Files 8-K on Shareholder Vote Matters
Ticker: PIPR · Form: 8-K · Filed: May 28, 2024 · CIK: 1230245
| Field | Detail |
|---|---|
| Company | Piper Sandler Companies (PIPR) |
| Form Type | 8-K |
| Filed Date | May 28, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, sec-filing, shareholder-vote
Related Tickers: PIPR
TL;DR
Piper Sandler filed an 8-K for a shareholder vote. No details yet.
AI Summary
Piper Sandler Companies filed an 8-K on May 28, 2024, to report on matters submitted to a vote of its security holders. The filing does not contain details about specific proposals or outcomes of the vote, but it formally documents the event as required by SEC regulations.
Why It Matters
This filing is a routine disclosure required by the SEC to inform investors about significant corporate events, such as votes by shareholders, which can impact company governance and future decisions.
Risk Assessment
Risk Level: low — This is a standard procedural filing with no new financial or operational information that would immediately impact the company's risk profile.
Key Players & Entities
- PIPER SANDLER COMPANIES (company) — Registrant
- 0001230245-24-000090 (filing_id) — Accession Number
- May 28, 2024 (date) — Filing Date
FAQ
What specific matters were submitted to a vote of Piper Sandler Companies' security holders?
The filing does not specify the exact matters submitted for a vote, only that such matters were presented.
When was the report filed with the SEC?
The report was filed on May 28, 2024.
What is the exact name of the registrant?
The exact name of the registrant is PIPER SANDLER COMPANIES.
What is the company's principal executive office address?
The address of the Principal Executive Offices is 800 Nicollet Mall Suite 900 Minneapolis Minnesota 55402.
What is the company's IRS Employer Identification No.?
The IRS Employer Identification No. is 300168701.
Filing Stats: 685 words · 3 min read · ~2 pages · Grade level 9.9 · Accepted 2024-05-28 15:24:27
Key Financial Figures
- $0.01 — ich Registered Common Stock, par value $0.01 per share PIPR The New York Stock Excha
Filing Documents
- pipr-20240528.htm (8-K) — 52KB
- 0001230245-24-000090.txt ( ) — 178KB
- pipr-20240528.xsd (EX-101.SCH) — 2KB
- pipr-20240528_lab.xml (EX-101.LAB) — 22KB
- pipr-20240528_pre.xml (EX-101.PRE) — 13KB
- pipr-20240528_htm.xml (XML) — 3KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders . (a) The Company's Annual Meeting was held on May 23, 2024. The holders of 14,751,229 shares of common stock of the Company, constituting 83.24 percent of the outstanding shares entitled to vote as of the record date, were represented at the Annual Meeting either in person or by proxy. (b) At the Annual Meeting, Chad R. Abraham, Jonathan J. Doyle, William R. Fitzgerald, Victoria M. Holt, Robbin Mitchell, Thomas S. Schreier, Sherry M. Smith, Philip E. Soran, Brian R. Sterling and Scott C. Taylor were elected as directors to serve a one-year term expiring at the Company's annual meeting of shareholders in 2025. The following table shows the vote totals for each of these individuals: Name Votes For Votes Against Abstentions Chad R. Abraham 13,470,990 367,140 7,587 Jonathan J. Doyle 13,547,428 286,914 11,375 William R. Fitzgerald 13,644,562 189,555 11,600 Victoria M. Holt 13,272,683 561,808 11,226 Robbin Mitchell 13,226,629 607,681 11,407 Thomas S. Schreier 13,545,694 288,340 11,683 Sherry M. Smith 13,746,901 87,344 11,472 Philip E. Soran 13,505,389 328,575 11,753 Brian R. Sterling 13,704,968 129,201 11,548 Scott C. Taylor 13,664,779 169,092 11,846 Broker non-votes for each director totaled 905,512. At the Annual Meeting, the Company's shareholders also approved the proposal to ratify the selection of Ernst & Young LLP as the independent auditor for the Company's fiscal year ending December 31, 2024. The following table indicates the specific voting results for this proposal: Proposal Votes For Votes Against Abstentions Ratify the selection of Ernst & Young LLP as the independent auditor for 2024 14,379,199 362,633 9,397 At the Annual Meeting, the Company's shareholders also cast an advisory vote to approve the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote. The following table indicates the specific voting results for this proposal: Proposal