SC 13G/A: PROVIDENT FINANCIAL HOLDINGS INC

AI Summary

SC 13G/A filing by PROVIDENT FINANCIAL HOLDINGS INC.

Risk Assessment

Risk Level: low

Filing Documents

• formsc13ga.htm (SC 13G/A) — 25KB
• 0001062993-24-003152.txt ( ) — 27KB

Ownership

Item 4. Ownership (a) Amount Beneficially Owned: 391,349 (b) Percent of Class: 5.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 391,349 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 391,349 (iv) Shared power to dispose or to direct the disposition of: 0

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

Ownership of more than Five Percent on Behalf of Another Person

Item 6. Ownership of more than Five Percent on Behalf of Another Person. Item 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.

Identification and classification of members of the group

Item 8. Identification and classification of members of the group.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group.

Certifications

Item 10. Certifications. Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2024 RAFFLES ASSOCIATES, L.P. By: RAFFLES CAPITAL ADVISORS, LLC, General Partner By: /s/ Paul H. O'Leary Name: Paul H. O'Leary Title: Managing Member The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). Page 5 of 5

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