Prospect Capital Corp. Files 10-K/A Amendment

TL;DR

Prospect Capital Corp. filed an amendment to its 2024 10-K, check for updates.

AI Summary

Prospect Capital Corp. filed an amendment (10-K/A) to its annual report for the fiscal year ended June 30, 2024. The filing, dated December 13, 2024, provides updated information for the company, which is incorporated in Maryland and headquartered at 10 East 40th Street, New York, NY. The company's IRS number is 43-2048643.

Why It Matters

This amendment provides updated financial and operational information for Prospect Capital Corp., which is crucial for investors and stakeholders to assess the company's performance and outlook.

Risk Assessment

Risk Level: low — This filing is an amendment to a routine annual report and does not appear to contain significant new risks.

Key Numbers

• 20240630 — Fiscal Year End (The period covered by the annual report.)
• 20241213 — Filing Date (The date the amendment was filed with the SEC.)

Key Players & Entities

• PROSPECT CAPITAL CORP (company) — Registrant
• Maryland (jurisdiction) — State of incorporation
• 10 East 40th Street, 42nd Floor, New York, New York 10016 (address) — Principal executive office address
• 43-2048643 (identifier) — IRS Employer Identification No.
• June 30, 2024 (date) — Fiscal year end
• December 13, 2024 (date) — Filing date

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share PSEC NASDAQ Global Select Mar
• $5.99 — ed on the closing price on that date of $5.99 on the NASDAQ Global Select Market). Fo

Filing Documents

• psec-20240630.htm (10-K/A) — 156KB
• psec10-kaq42024ex233.htm (EX-23.3) — 2KB
• psec10-kaq42024ex234.htm (EX-23.4) — 3KB
• psec10-kaq42024ex313.htm (EX-31.3) — 10KB
• psec10-kaq42024ex314.htm (EX-31.4) — 10KB
• psec10-kaq42024ex323.htm (EX-32.3) — 6KB
• psec10-kaq42024ex324.htm (EX-32.4) — 6KB
• psec10-kaq42024ex991.htm (EX-99.1) — 1079KB
• psec10-kaq42024ex992.htm (EX-99.2) — 1063KB
• 0001287032-24-000480.txt ( ) — 2762KB
• psec-20240630.xsd (EX-101.SCH) — 3KB
• psec-20240630_def.xml (EX-101.DEF) — 22KB
• psec-20240630_lab.xml (EX-101.LAB) — 40KB
• psec-20240630_pre.xml (EX-101.PRE) — 23KB
• psec-20240630_htm.xml (XML) — 7KB

Exhibits, Financial Statement Schedules

Item 15. Exhibits, Financial Statement Schedules The following documents are filed as part of this Annual Report: 1. Financial Statements – See the Index to Consolidated Financial Statements in Item 8 of the Annual Report on Form 10-K filed with the SEC on August 28, 2024. 2. Financial Statement Schedules – The financial statements of National Property REIT Corp. required by Rule 3-09 of Regulation S-X will be provided as Exhibit 99.1 and Exhibit 99.2 to this report. 3. Exhibits – The following exhibits are filed as part of this report (according to the number assigned to them in Item 601 of Regulation S-K): Exhibit No. 23.3 Consent of DELOITTE & TOUCHE LLP, Certified Public Accountants of National Property REIT Corp.* 23.4 Consent of CohnReznick LLP, Certified Public Accountants of National Property REIT Corp.* 31.3 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended* 31.4 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended* 32.3 Certification of Chief Executive Officer pursuant to Section 906 of The Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)* 32.4 Certification of Chief Financial Officer pursuant to Section 906 of The Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)* 99.1 Audited Combined Consolidated Financial Statements of National Property REIT Corp. for the years ended December 31, 2023 and 2022* 99.2 Audited Combined Consolidated Financial Statements of National Property REIT Corp. for the years ended December 31, 2022 and 2021* * Filed herewith.

SIGNATURES

SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on December 13, 2024. PROSPECT CAPITAL CORPORATION By: /s/ JOHN F. BARRY III John F. Barry III Chairman of the Board and Chief Executive Officer Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated. /s/ JOHN F. BARRY III /s/ ANDREW C. COOPER John F. Barry III Andrew C. Cooper Chairman of the Board, Chief Executive Officer and Director Director December 13, 2024 December 13, 2024 /s/ KRISTIN L. VAN DASK /s/ WILLIAM J. GREMP Kristin L. Van Dask William J. Gremp Chief Financial Officer Director December 13, 2024 December 13, 2024 /s/ M. GRIER ELIASEK /s/ EUGENE S. STARK M. Grier Eliasek Eugene S. Stark President, Chief Operating Officer and Director Director December 13, 2024 December 13, 2024

View Full Filing

View this 10-K/A filing on SEC EDGAR