Prospect Capital Corp Files 8-K

TL;DR

PROSY filed an 8-K on 7/3 for events on 6/28, mostly financial exhibits.

AI Summary

Prospect Capital Corporation filed an 8-K on July 3, 2024, reporting events that occurred as of June 28, 2024. The filing primarily concerns financial statements and exhibits, with no specific material events detailed in the provided text beyond the standard reporting requirements.

Why It Matters

This filing indicates routine corporate reporting, suggesting no immediate significant operational changes or financial disclosures beyond standard regulatory requirements.

Risk Assessment

Risk Level: low — The filing appears to be routine and does not disclose any new material risks or significant negative events.

Key Players & Entities

• PROSPECT CAPITAL CORP (company) — Registrant
• July 3, 2024 (date) — Date of Report
• June 28, 2024 (date) — Date of Earliest Event Reported
• 10 East 40th Street, 42nd Floor, New York, New York 10016 (address) — Principal executive offices

FAQ

Key Financial Figures

• $0.001 — ange on which registered Common Stock, $0.001 par value PSEC NASDAQ Global Select Mar
• $2.0665 billion — ears from such date. The Facility has $2.0665 billion of commitments, will mature on June 28,

Filing Documents

• psec-20240703.htm (8-K) — 30KB
• secondamendmenttoseventhar.htm (EX-10.1) — 55KB
• 0001287032-24-000214.txt ( ) — 261KB
• psec-20240703.xsd (EX-101.SCH) — 3KB
• psec-20240703_def.xml (EX-101.DEF) — 16KB
• psec-20240703_lab.xml (EX-101.LAB) — 28KB
• psec-20240703_pre.xml (EX-101.PRE) — 16KB
• psec-20240703_htm.xml (XML) — 4KB

01. Other Events

Item 8.01. Other Events. On June 28, 2024, Prospect Capital Corporation ("Prospect") entered into an extension and upsizing of the revolving credit facility (the "Facility") for Prospect Capital Funding LLC ("PCF"), a GAAP consolidated and non-recourse subsidiary of Prospect, which extends the term of the Facility five years and the revolving period to four years from such date. The Facility has $2.0665 billion of commitments, will mature on June 28, 2029, and includes a revolving period that extends through June 28, 2028, followed by an additional one-year amortization period. A copy of the Second Amendment to the Seventh Amended and Restated Loan and Servicing Agreement related to the events described above is attached as Exhibit 10.1 and is incorporated in this report by reference. 3

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits 10.1 Second Amendment to the Seventh Amended and Restated Loan and Servicing Agreement, dated June 28, 2024. 4 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. Prospect Capital Corporation By: /s/ M. Grier Eliasek Name: M. Grier Eliasek Title: Chief Operating Officer Date: July 3, 2024 5 Index to Exhibits Exhibit Number Description 10 .1 Second Amendment to the Seventh Amended and Restated Loan and Servicing Agreement, dated June 28, 2024. 6

View Full Filing

View this 8-K filing on SEC EDGAR