Prospect Capital Corp Files 8-K on Shareholder Votes

TL;DR

PROSPECT CAPITAL CORP FILED AN 8-K ON DEC 18 REGARDING SHAREHOLDER VOTES.

AI Summary

Prospect Capital Corporation filed an 8-K on December 18, 2024, reporting on matters submitted to a vote of security holders. The filing details events that occurred on December 17, 2024, and includes information about the company's charter and previous names.

Why It Matters

This filing informs investors about significant corporate actions or decisions that have been put to a vote by Prospect Capital Corporation's shareholders.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of corporate actions and does not indicate any immediate financial distress or significant operational changes.

Key Numbers

• 814-00659 — SEC File Number (Identifies the company's filing history with the SEC.)
• 43-2048643 — IRS Employer Identification No. (Company's tax identification number.)

Key Players & Entities

• PROSPECT CAPITAL CORP (company) — Registrant
• December 18, 2024 (date) — Date of Report
• December 17, 2024 (date) — Date of Earliest Event Reported
• Maryland (jurisdiction) — State of incorporation
• 10 East 40th Street, 42nd Floor, New York, New York 10016 (address) — Principal executive offices

FAQ

Key Financial Figures

• $0.001 — ange on which registered Common Stock, $0.001 par value PSEC NASDAQ Global Select Mar

Filing Documents

• psec-20241218.htm (8-K) — 32KB
• 0001287032-24-000484.txt ( ) — 197KB
• psec-20241218.xsd (EX-101.SCH) — 3KB
• psec-20241218_def.xml (EX-101.DEF) — 16KB
• psec-20241218_lab.xml (EX-101.LAB) — 28KB
• psec-20241218_pre.xml (EX-101.PRE) — 16KB
• psec-20241218_htm.xml (XML) — 4KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On December 17, 2024, Prospect Capital Corporation (the "Company") held its Annual Meeting of Stockholders virtually (the "Annual Meeting"). At the Annual Meeting, the Company's common and preferred stockholders voted on one proposal. The proposal is described in detail in the Company's definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission (the "SEC") on September 19, 2024. As of September 18, 2024, there were 432,925,834 shares of the Company's common stock outstanding, 28,270,359 shares of the Company's 5.50% Series A1 Preferred Stock outstanding, 164,000 shares of the Company's 5.50% Series A2 Preferred Stock outstanding, 5,251,157 shares of the Company's 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock outstanding, 1,409,007 shares of the Company's 5.50% Series M1 Preferred Stock outstanding, 24,609,888 shares of the Company's 6.50% Series A3 Preferred Stock outstanding, 3,025,020 shares of the Company's 6.50% Series M3 Preferred Stock outstanding, 5,553,580 shares of the Company's Floating Rate Series A4 Preferred Stock outstanding, and 1,830,525 shares of the Company's Floating Rate Series M4 Preferred Stock outstanding. Each share of common or preferred stock was entitled to one vote on the each matter to be voted on at the Annual Meeting. The final voting results from the Annual Meeting were as follows: Proposal 1. The Company's stockholders elected two Class II directors of the Company. M. Grier Eliasek and Andrew C. Cooper shall serve as Class II directors until the annual meeting of stockholders of the Company in 2027 or, in each case, until his successor is duly elected and qualifies or until his earlier resignation, removal from office, death or incapacity. The directors were re-elected pursuant to the voting results set forth below: Name For Against Abstained Broker Non-Votes M. Grier Eliasek 257,232,737 21,661,772 7,1

View Full Filing

View this 8-K filing on SEC EDGAR