Prospect Capital Corp Files Definitive Proxy Statement

TL;DR

Prospect Capital Corp filed its DEF 14A proxy statement. Shareholders vote soon.

AI Summary

Prospect Capital Corporation filed a Definitive Proxy Statement (DEF 14A) on September 19, 2024. This filing is related to the company's annual meeting and provides information to shareholders regarding voting matters. The company is incorporated in Maryland and its fiscal year ends on June 30.

Why It Matters

This filing is crucial for shareholders as it outlines the proposals to be voted on at the company's annual meeting, impacting corporate governance and strategic decisions.

Risk Assessment

Risk Level: low — A DEF 14A filing is a routine disclosure document for public companies and does not inherently represent a new risk.

Key Numbers

• 0630 — Fiscal Year End (Indicates the end of the company's financial reporting year.)

Key Players & Entities

• PROSPECT CAPITAL CORP (company) — Registrant
• 10 EAST 40TH STREET 44TH FL (address) — Business and Mail Address
• NEW YORK (location) — City
• 10016 (zip_code) — Business and Mail Zip Code
• 212-448-0702 (phone_number) — Business Phone
• PROSPECT ENERGY CORP (company) — Former Company Name
• PROSPECT STREET ENERGY CORP (company) — Former Company Name

FAQ

Key Financial Figures

• $894,834 — nual Meeting for a fee of approximately $894,834 plus out-of-pocket expenses. Stockhol
• $100,000 — rs and Nominee John F. Barry III Over $100,000 None None M. Grier Eliasek Over $100,
• $1 — erest. (2) The dollar ranges are none, $1-$10,000, $10,001-$50,000, $50,001-$100,
• $10,000 — st. (2) The dollar ranges are none, $1-$10,000, $10,001-$50,000, $50,001-$100,000, or
• $10,001 — The dollar ranges are none, $1-$10,000, $10,001-$50,000, $50,001-$100,000, or over $100
• $50,000 — ar ranges are none, $1-$10,000, $10,001-$50,000, $50,001-$100,000, or over $100,000. (
• $50,001 — are none, $1-$10,000, $10,001-$50,000, $50,001-$100,000, or over $100,000. (3) The do
• $5.42 — owned is based on the closing price of $5.42 on September 18, 2024 on The Nasdaq Sto

Filing Documents

• a20240919-definitivepsec20.htm (DEF 14A) — 249KB
• barrysignaturea13a.jpg (GRAPHIC) — 14KB
• image1a.jpg (GRAPHIC) — 67KB
• imagea.jpg (GRAPHIC) — 131KB
• kvdsiga02a.jpg (GRAPHIC) — 76KB
• 0001287032-24-000344.txt ( ) — 649KB

Security Ownership of Certain Beneficial Owners and Management

Security Ownership of Certain Beneficial Owners and Management As of September 18, 2024, there were no persons not identified in the following table that owned 25% or more of our outstanding voting securities, and no other person would be deemed to control us, as such term is defined in the Investment Company Act of 1940, as amended (the "1940 Act"). Persons identified in the following table as beneficially owning more than 25% of the outstanding voting securities may be deemed to control us, as that term is defined in the 1940 Act. Our directors are divided into two groups, interested directors and independent directors. Interested directors are "interested persons" of the Company, as defined in the 1940 Act. The following table sets forth, as of September 18, 2024, certain ownership information with respect to our voting securities for those persons who may, insofar as is known to us, directly or indirectly own, control or hold with the power to vote, 5% or more of our outstanding voting securities and the beneficial ownership of each current director and nominee for director, the Company's executive officers, and the executive officers, nominees and directors as a group. Unless otherwise indicated, we believe that each person set forth in the table below has sole voting and investment power with respect to all shares of the Company's voting securities he or she beneficially owns and has the same address as the Company. Our address is 10 East 40th Street, 42nd Floor, New York, New York 10016. 4 Common Stock Preferred Stock Name and Address of Ben

View Full Filing

View this DEF 14A filing on SEC EDGAR