ARK Investment Management Holds 6.67M Shares of Personalis, Inc.

TL;DR

**ARK Investment Management still owns a huge chunk of Personalis, Inc. stock.**

AI Summary

ARK Investment Management LLC, a Delaware-based investment firm, filed an amended SC 13G/A on January 29, 2024, disclosing its beneficial ownership in Personalis, Inc. As of December 31, 2023, ARK Investment Management LLC holds 6,671,545 shares of Personalis, Inc. common stock, representing a significant stake with sole voting and dispositive power. This filing indicates ARK's continued, substantial interest in Personalis, Inc., which could be seen as a vote of confidence for current and prospective investors.

Why It Matters

This filing shows that a major institutional investor, ARK Investment Management, maintains a large position in Personalis, Inc., which can influence market perception and potentially provide stability or upward pressure on the stock price.

Risk Assessment

Risk Level: low — The filing indicates a stable, significant institutional ownership, which generally reduces volatility and provides a level of confidence.

Analyst Insight

A smart investor would view this continued significant ownership by ARK Investment Management as a positive signal, suggesting confidence in Personalis, Inc.'s long-term prospects, and might consider further research into the company's fundamentals.

Key Numbers

• 6,671,545 — Shares Beneficially Owned (Represents the total number of Personalis, Inc. common stock shares held by ARK Investment Management LLC as of December 31, 2023.)

Key Players & Entities

• ARK Investment Management LLC (company) — the reporting person and beneficial owner of shares
• Personalis, Inc. (company) — the subject company whose shares are being reported
• Delaware (company) — place of organization for ARK Investment Management LLC
• December 31, 2023 (date) — the date of the event requiring the filing
• January 29, 2024 (date) — the filing date of the SC 13G/A

Forward-Looking Statements

• ARK Investment Management LLC will maintain a significant stake in Personalis, Inc. for the foreseeable future. (ARK Investment Management LLC) — medium confidence, target: December 31, 2024

FAQ

Filing Documents

• tm244117d21_sc13ga.htm (SC 13G/A) — 43KB
• 0001104659-24-007692.txt ( ) — 44KB

(a) Name of issuer

Item 1(a) Name of issuer: Personalis, Inc.

(b) Address of issuer's principal executive offices

Item 1(b) Address of issuer's principal executive offices: 6600 Dumbarton Circle Fremont, CA 94555

(a) Name of person filing

Item 2(a) Name of person filing: ARK Investment Management LLC

(b) Address or principal business office or, if none,

Item 2(b) Address or principal business office or, if none, residence: ARK Investment Management LLC 200 Central Avenue St. Petersburg, FL 33701

(c) Citizenship

Item 2(c) Citizenship: Delaware, United States

(d) Title of class of securities

Item 2(d) Title of class of securities: Common stock

(e) CUSIP No

Item 2(e) CUSIP No.: 71535D106

If this statement is filed pursuant to §§ 240.13d-1(b) or

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); (e) An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); (k) Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ CUSIP No. 71535D106 13G Page 4 of 5 Pages

Ownership

Item 4. Ownership (a) Amount beneficially owned: 6,671,545 (b) Percent of class: 13.61% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 6,671,545 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 6,671,545 (iv) Shared power to dispose or to direct the disposition of: 0

Ownership of 5 Percent or Less of a Class

Item 5. Ownership of 5 Percent or Less of a Class. Not applicable.

Ownership of More than 5 Percent on Behalf of Another Person

Item 6. Ownership of More than 5 Percent on Behalf of Another Person. To the knowledge of the Reporting Person, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, a number of the shares which represents more than five percent of the number of outstanding class of the shares. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable.

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. Not applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not applicable. CUSIP No. 71535D106 13G Page 5 of 5 Pages

Certifications

Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. The reporting persons agree that this statement is filed on behalf of each of them. Dated: January 29, 2024 ARK Investment Management LLC By: /s/ Kellen Carter Name: Kellen Carter Title: Chief Compliance Officer

View Full Filing

View this SC 13G/A filing on SEC EDGAR