NatWest Group plc Files 6-K with Underwriting Agreement
Ticker: RBSPF · Form: 6-K · Filed: Nov 19, 2024 · CIK: 844150
| Field | Detail |
|---|---|
| Company | Natwest Group PLC (RBSPF) |
| Form Type | 6-K |
| Filed Date | Nov 19, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 2 min |
| Key Dollar Amounts | $750,000,000 |
| Sentiment | neutral |
Sentiment: neutral
Topics: disclosure, underwriting-agreement, registration-statement
Related Tickers: NWG
TL;DR
NatWest Group plc (NWG) filed a 6-K detailing an underwriting agreement from Nov 14th. Standard stuff, but check F-3 registration.
AI Summary
NatWest Group plc filed a Form 6-K on November 19, 2024, reporting an Underwriting Agreement dated November 14, 2024, with NatWest Markets Securities Inc. This filing is incorporated by reference into the company's Registration Statement on Form F-3 (File No. 333-261837). The company was formerly known as Royal Bank of Scotland Group plc.
Why It Matters
This filing indicates ongoing financial activities and potential capital raising or debt issuance activities for NatWest Group plc, which could impact its financial structure and market position.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of an underwriting agreement and does not contain information suggesting immediate or significant risks.
Key Players & Entities
- NatWest Group plc (company) — Filer and party to underwriting agreement
- NatWest Markets Securities Inc. (company) — Underwriter in the agreement
- November 14, 2024 (date) — Date of the Underwriting Agreement
- November 19, 2024 (date) — Filing date of the 6-K
- 333-261837 (document_id) — Registration Statement File Number
- Royal Bank of Scotland Group plc (company) — Former company name
FAQ
What is the purpose of the Underwriting Agreement filed on November 14, 2024?
The filing does not specify the exact purpose of the underwriting agreement, but it is listed as Exhibit 1.1 to the Form 6-K, indicating it's a material contract.
What is the significance of the Form 6-K being incorporated by reference into the Form F-3 Registration Statement?
This means the information in the 6-K is considered part of the company's effective registration statement, potentially for future offerings of securities.
When did NatWest Group plc change its name from Royal Bank of Scotland Group plc?
The date of the name change was July 12, 1995.
What is the principal executive office address for NatWest Group plc?
The principal executive offices are located at 250 Bishopsgate, London, EC2M 4AA, United Kingdom.
Does NatWest Group plc file annual reports under Form 20-F or Form 40-F?
NatWest Group plc indicates it files annual reports under cover of Form 20-F.
Filing Stats: 418 words · 2 min read · ~1 pages · Grade level 9.3 · Accepted 2024-11-19 16:01:51
Key Financial Figures
- $750,000,000 — 024. 4.3 Form of Global Note for the $750,000,000 7.300% Reset Perpetual Subordinated Con
Filing Documents
- dp220892_6k.htm (6-K) — 12KB
- dp220892_ex0101.htm (EX-1.1) — 303KB
- dp220892_ex0102.htm (EX-1.2) — 39KB
- dp220892_ex0402.htm (EX-4.2) — 577KB
- dp220892_ex0501.htm (EX-5.1) — 15KB
- dp220892_ex0502.htm (EX-5.2) — 16KB
- image_001.jpg (GRAPHIC) — 3KB
- image_002.jpg (GRAPHIC) — 3KB
- image_003.jpg (GRAPHIC) — 2KB
- 0000950103-24-016502.txt ( ) — 974KB
From the Filing
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 November 19, 2024 Commission File Number 001-10306 NatWest Group plc 250 Bishopsgate, London, EC2M 4AA United Kingdom (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F Form 40-F This report on Form 6-K shall be deemed incorporated by reference into the company’s Registration Statement on Form F-3 (File No. 333-261837) and to be a part thereof from the date on which this report is filed, to the extent not superseded by documents or reports subsequently filed or furnished. Index of Exhibit Exhibit No. Description 1.1 Underwriting Agreement between NatWest Group plc and NatWest Markets Securities Inc., dated as of November 14, 2024. 1.2 Pricing Agreement between NatWest Group plc and NatWest Markets Securities Inc., dated as of November 14, 2024. 4.1 Contingent Convertible Securities Indenture between NatWest Group plc, as issuer, and The Bank of New York Mellon, as trustee, dated as of August 10, 2015 (incorporated herein by reference to Exhibit 4.1 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on August 10, 2015). 4.2 Tenth Supplemental Indenture between NatWest Group plc, as issuer, and The Bank of New York Mellon, as trustee, dated as of November 19, 2024. 4.3 Form of Global Note for the $750,000,000 7.300% Reset Perpetual Subordinated Contingent Convertible Additional Tier 1 Capital Notes (included in Exhibit 4.2 hereof). 5.1 Opinion of CMS Cameron McKenna Nabarro Olswang LLP, Scottish legal advisors to NatWest Group plc as to the validity of the $750,000,000 7.300% Reset Perpetual Subordinated Contingent Convertible Additional Tier 1 Capital Notes of NatWest Group plc, issued on November 19, 2024, as to certain matters of Scots law. 5.2 Opinion of Davis Polk & Wardwell London LLP, U.S. legal advisors to NatWest Group plc as to the validity of the $750,000,000 7.300% Reset Perpetual Subordinated Contingent Convertible Additional Tier 1 Capital Notes of NatWest Group plc, issued on November 19, 2024, as to certain matters of New York law. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on behalf by the undersigned, thereunto duly authorized. NatWest Group plc (Registrant) Date: November 19, 2024 By: /s/ Mark Stevens Name: Mark Stevens Title: Assistant Secretary