SC 13G: RCI HOSPITALITY HOLDINGS, INC.

AI Summary

SC 13G filing by RCI HOSPITALITY HOLDINGS, INC..

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.01 — E OF CLASS OF SECURITIES Common Stock, $0.01 par value Item 2(e) CUSIP NUMBER 749

Filing Documents

• p50757930a.htm (SC 13G) — 50KB
• p50757930b.htm (EX-1) — 6KB
• 0000899140-24-001145.txt ( ) — 58KB

(a)

Item 1(a) Name of Issuer : The name of the issuer is RCI Hospitality Holdings, Inc.(the "Company").

(b)

Item 1(b) Address of Issuer's Principal Executive Offices : The Company's principal executive offices are located at 10737 Cutten Road, Houston, Texas 77066.

(a)

Item 2(a) Name of Person Filing : This statement is filed by Progeny 3, Inc., a Washington corporation (the "Manager"), which serves as the manager of certain accounts (collectively, the "Accounts"), and Jon Hemingway ("Hemingway"), who controls the Manager. The foregoing persons may be referred to hereinafter as the "Reporting Person." Any disclosures herein with respect to persons other than the Reporting Person are made on information and belief after making inquiry to the appropriate party. The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 1, pursuant to which they have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended. The filing of this statement should not be construed as an admission that any of the Reporting Persons is, for the purposes of Section 13 of the Act, the beneficial owner of the Common Stock reported herein.

(b)

Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE The address of the business office of each of the Reporting Persons is 5209 Lake Washington Blvd NE, Suite 200, Kirkland, WA 98033.

(c)

Item 2(c) CITIZENSHIP The Manager is organized under the laws of the State of Washington. Hemingway is a United States citizen.

(d)

Item 2(d) TITLE OF CLASS OF SECURITIES Common Stock, $0.01 par value

(e)

Item 2(e) CUSIP NUMBER 74934Q108 Item 3 IF THIS STATEMENT IS FILED PURSUANT TO Rules 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: None Item 4 The percentages used in this Schedule 13G are calculated based upon the number of shares of Common Stock issued and outstanding as of as reported in the Company's Form 8-K filed October 8, 2024. The information required by Items 4(a) – (c) is set forth in Rows 5-11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person. Reporting Persons do not directly own any Common Stock. Pursuant to investment agreements with the Accounts, the Manager maintains voting and dispositive power with respect to the securities held by the Accounts. Hemingway controls the Manager. Under the rules promulgated by the Securities and Exchange Commission, the Reporting Persons may be deemed to beneficially own the Common Stock. Each Reporting Person hereby disclaims beneficial ownership of the securities covered by this statement. Item 5 Not applicable. Item 6 See Item 2.The Accounts have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock reported herein. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON: Not applicable. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. Item 10 CERTIFICATION: By signing below each Reporting Person certifies that, to the best of his or its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the secu

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. DATE: Novermber 7, 2024 Progeny 3, Inc. By: /s/ Christopher Hemingway Name: Christopher Hemingway Title: Co-CIO /s/ Jon Hemingway Jon Hemingway by Christopher Hemingway as Attorney-in-Fact

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