B. Riley Financial Updates on Operations and Debt Securities

Ticker: RILYT · Form: 8-K · Filed: Feb 29, 2024 · CIK: 1464790

B. Riley Financial, Inc. 8-K Filing Summary
FieldDetail
CompanyB. Riley Financial, Inc. (RILYT)
Form Type8-K
Filed DateFeb 29, 2024
Risk Levelmedium
Pages2
Reading Time3 min
Key Dollar Amounts$0.0001
Sentimentneutral

Sentiment: neutral

Topics: financial-condition, debt, securities, corporate-filing

TL;DR

**B. Riley Financial just dropped an 8-K updating on their financials and listing out all their outstanding notes and preferred shares.**

AI Summary

B. Riley Financial, Inc. filed an 8-K on February 29, 2024, to report on its results of operations and financial condition. The filing also included information on various securities, including common stock, depositary shares representing preferred stock, and several series of senior notes with varying interest rates and maturity dates, such as 6.75% Senior Notes due 2024 and 5.25% Senior Notes due 2028. This filing indicates the company is providing an update on its financial standing and outstanding debt instruments.

Why It Matters

This filing provides investors with current information on B. Riley Financial's financial health and its outstanding debt obligations, which can influence investment decisions and market perception.

Risk Assessment

Risk Level: medium — This 8-K is a routine disclosure of financial condition and outstanding securities, not indicating any immediate new risks or opportunities.

Key Numbers

  • 6.75% — Senior Notes Interest Rate (Rate for notes due 2024)
  • 6.375% — Senior Notes Interest Rate (Rate for notes due 2025)
  • 5.00% — Senior Notes Interest Rate (Rate for notes due 2026)
  • 5.50% — Senior Notes Interest Rate (Rate for notes due 2026)
  • 6.50% — Senior Notes Interest Rate (Rate for notes due 2026)
  • 5.25% — Senior Notes Interest Rate (Rate for notes due 2028)

Key Players & Entities

  • B. Riley Financial, Inc. (company) — Filer of the 8-K
  • 001-37503 (dollar_amount) — SEC File Number
  • February 29, 2024 (date) — Date of report
  • 6.75% (dollar_amount) — Interest rate for Senior Notes due 2024
  • 2024 (date) — Maturity year for 6.75% Senior Notes
  • 6.375% (dollar_amount) — Interest rate for Senior Notes due 2025
  • 2025 (date) — Maturity year for 6.375% Senior Notes
  • 5.00% (dollar_amount) — Interest rate for Senior Notes due 2026
  • 2026 (date) — Maturity year for 5.00% Senior Notes
  • 5.50% (dollar_amount) — Interest rate for Senior Notes due 2026

FAQ

What is the purpose of this 8-K filing by B. Riley Financial, Inc.?

The 8-K filing by B. Riley Financial, Inc. on February 29, 2024, is to report on the company's results of operations and financial condition, as well as to provide information on its financial statements and exhibits.

What types of securities are mentioned in this filing?

The filing mentions Common Stock, Depositary Shares representing 1/1000th interest in 6.875% Series Cumulative Perpetual Preferred Share, Depositary Shares representing 1/1000th fractional interest in 7.375% Share of Series B Cumulative Perpetual Preferred Stock, and several series of Senior Notes (6.75% due 2024, 6.375% due 2025, 5.00% due 2026, 5.50% due 2026, 6.50% due 2026, and 5.25% due 2028).

What is the maturity year for the 6.75% Senior Notes mentioned in the filing?

The 6.75% Senior Notes mentioned in the filing are due in 2024.

What is the interest rate for the Senior Notes due in 2028?

The Senior Notes due in 2028 have an interest rate of 5.25%.

When was this 8-K filed?

This 8-K was filed on February 29, 2024.

Filing Stats: 644 words · 3 min read · ~2 pages · Grade level 9.9 · Accepted 2024-02-29 16:11:12

Key Financial Figures

  • $0.0001 — h registered Common Stock, par value $0.0001 per share RILY Nasdaq Global Marke

Filing Documents

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. B. Riley Financial, Inc. By: /s/ Phillip J. Ahn Name: Phillip J. Ahn Title: CFO & COO Date: February 29, 2024 -2-

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