B. Riley Financial, Inc. (RILYT) — SEC Filings
B. Riley Financial, Inc. (RILYT) — 50 SEC filings. Latest: 8-K (Dec 15, 2025). Includes 34 8-K, 7 SC 13D/A, 4 10-Q.
View B. Riley Financial, Inc. on SEC EDGAR
Overview
B. Riley Financial, Inc. (RILYT) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 15, 2025: B. Riley Financial, Inc. filed an 8-K on December 15, 2025, reporting on its results of operations and financial condition. The filing includes financial statements and exhibits related to the company's fiscal year ending December 31, 2025. The company is listed under the SIC code 6282 for Investmen
Sentiment Summary
Across 50 filings, the sentiment breakdown is: 4 bearish, 42 neutral, 4 mixed. The dominant filing sentiment for B. Riley Financial, Inc. is neutral.
Filing Type Overview
B. Riley Financial, Inc. (RILYT) has filed 34 8-K, 4 10-Q, 1 DEF 14A, 1 10-K, 2 13F-HR, 7 SC 13D/A, 1 SC 13G/A with the SEC between Aug 2024 to Dec 2025.
Filings by Year
Recent SEC Filings (50)
Risk Profile
Risk Assessment: Of RILYT's 45 recent filings, 5 were flagged as high-risk, 34 as medium-risk, and 6 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $411.37M |
| Net Income | $124.43M |
| EPS | N/A |
| Debt-to-Equity | N/A |
| Cash Position | $267.39M |
| Operating Margin | N/A |
| Total Assets | $1.55B |
| Total Debt | $1.85B |
Key Executives
- Bryant R. Riley
- Thomas J. Kelleher
- Michael J. Sheldon
- Robert L. Antin
- Tammy Brandt
- Robert D'Agostino
- Bryant Riley
- Tom Kelleher
- Michael J. D'Addario
- David R. Miller
- Philip A. Denning
- Thomas J. Ruggiero
Industry Context
B. Riley Financial operates in the diversified financial services sector, encompassing investment banking, capital markets, wealth management, and financial consulting. The industry is characterized by intense competition, regulatory scrutiny, and sensitivity to macroeconomic conditions, including interest rates and market volatility. Recent trends show a focus on strategic divestitures and consolidation to streamline operations and enhance profitability.
Top Tags
material-agreement (7) · debt (7) · schedule-13d (6) · financial-condition (5) · amendment (5) · financial-statements (4) · compliance (4) · ownership-filing (4) · results-of-operations (3) · Financial Services (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Series Cumulative Perpetual Preferred Share | 6.875% | Indicates a specific class of preferred stock outstanding. |
| Series B Cumulative Perpetual Preferred Stock | 7.375% | Indicates another specific class of preferred stock outstanding. |
| Senior Notes Due 2026 | 5.00% | Represents a specific debt issuance maturing in 2026. |
| Senior Notes Due 2028 | 5.25% | Represents a specific debt issuance maturing in 2028. |
| Net Income | $124.43M | Swung from a $481.74M loss in the prior year, indicating a significant financial turnaround. |
| Total Revenues | $411.37M | Increased from $392.48M in the prior year, showing revenue growth. |
| Trading Gains, net | $11.51M | A substantial improvement from a $48.99M net loss in the prior year, driving revenue growth. |
| Total Operating Expenses | $462.03M | Decreased significantly from $641.07M in the prior year, contributing to profitability. |
| Gain on Sale and Deconsolidation of Businesses | $86.21M | A major contributor to other income, highlighting strategic asset divestitures. |
| Gain on Senior Note Exchange | $54.99M | A significant one-time gain from debt restructuring efforts. |
| Total Assets | $1.55B | Decreased from $1.78B at December 31, 2024, reflecting asset sales and balance sheet adjustments. |
| Total Liabilities | $1.85B | Decreased from $2.24B at December 31, 2024, primarily due to reduced senior notes payable. |
| Net Cash Provided by Investing Activities | $289.22M | Increased substantially from $6.70M in the prior year, driven by proceeds from sales of businesses and discontinued operations. |
| Total Deficit | $309.30M | Improved from $456.02M at December 31, 2024, but still represents a negative equity position. |
| Net Loss | $16.567M | Improved from $47.954M in Q1 2024 |
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Frequently Asked Questions
What are the latest SEC filings for B. Riley Financial, Inc. (RILYT)?
B. Riley Financial, Inc. has 50 recent SEC filings from Aug 2024 to Dec 2025, including 34 8-K, 7 SC 13D/A, 4 10-Q. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of RILYT filings?
Across 50 filings, the sentiment breakdown is: 4 bearish, 42 neutral, 4 mixed. The dominant sentiment is neutral.
Where can I find B. Riley Financial, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all B. Riley Financial, Inc. (RILYT) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for B. Riley Financial, Inc.?
Key financial highlights from B. Riley Financial, Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for RILYT?
The investment thesis for RILYT includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at B. Riley Financial, Inc.?
Key executives identified across B. Riley Financial, Inc.'s filings include Bryant R. Riley, Thomas J. Kelleher, Michael J. Sheldon, Robert L. Antin, Tammy Brandt and 7 others.
What are the main risk factors for B. Riley Financial, Inc. stock?
Of RILYT's 45 assessed filings, 5 were flagged high-risk, 34 medium-risk, and 6 low-risk.
What are recent predictions and forward guidance from B. Riley Financial, Inc.?
Forward guidance and predictions for B. Riley Financial, Inc. are extracted from SEC filings as they are enriched.