B. Riley Financial, Inc. 8-K Filing
Ticker: RILYT · Form: 8-K · Filed: Nov 19, 2025 · CIK: 1464790
| Field | Detail |
|---|---|
| Company | B. Riley Financial, Inc. (RILYT) |
| Form Type | 8-K |
| Filed Date | Nov 19, 2025 |
| Pages | 3 |
| Reading Time | 4 min |
| Key Dollar Amounts | $0.0001 |
| Sentiment | neutral |
Sentiment: neutral
FAQ
What type of filing is this?
This is a 8-K filing submitted by B. Riley Financial, Inc. (ticker: RILYT) to the SEC on Nov 19, 2025.
What are the key financial figures in this filing?
Key dollar amounts include: $0.0001 (ch registered Common Stock, par value $0.0001 per share RILY Nasdaq Global Market).
How long is this filing?
B. Riley Financial, Inc.'s 8-K filing is 3 pages with approximately 1,014 words. Estimated reading time is 4 minutes.
Where can I view the full 8-K filing?
The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.
Filing Stats: 1,014 words · 4 min read · ~3 pages · Grade level 12.2 · Accepted 2025-11-19 14:23:28
Key Financial Figures
- $0.0001 — ch registered Common Stock, par value $0.0001 per share RILY Nasdaq Global Market
Filing Documents
- ea0266454-8k_briley.htm (8-K) — 46KB
- 0001213900-25-112543.txt ( ) — 288KB
- rily-20251118.xsd (EX-101.SCH) — 5KB
- rily-20251118_def.xml (EX-101.DEF) — 29KB
- rily-20251118_lab.xml (EX-101.LAB) — 40KB
- rily-20251118_pre.xml (EX-101.PRE) — 27KB
- ea0266454-8k_briley_htm.xml (XML) — 13KB
01 Notice of Delisting or Failure to Satisfy a Continued
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On November 18, 2025, B. Riley Financial, Inc. (the "Company") received written notification (the "Decision Letter") from the Nasdaq Hearings Panel (the "Panel") notifying the Company of its decision to grant the Company's request to continue its listing on The Nasdaq Stock Market ("Nasdaq" or the "Exchange"), subject to the Company's meeting certain conditions outlined in the letter. The Company participated in a hearing with the Panel on November 4, 2025 in connection with the Company's non-compliance with Nasdaq Listing Rule 5250(c)(1) (the "Filing Rule"), as previously notified by the Nasdaq Listing Qualifications Staff (the "Staff") on April 3, 2025, May 21, 2025 and August 20, 2025. The basis for the Staff Determination Letter was that the Company had not yet filed its Quarterly Reports on Form 10-Q for the periods ended March 31, 2025 and June 30, 2025 with the Securities and Exchange Commission (the "SEC"). In the Decision Letter, the Hearings Advisor noted that the Panel reviewed the information presented by the Company, detailing the compliance plan proposed by the Company, as well as all other correspondence previously submitted by the Company and the Staff. Panel Decision Based on the information presented, the Panel determined to grant the Company an exception to cure its filing delinquencies. In the Decision Letter, the Panel noted the challenges the Company has faced in its financial reporting function and that the Company has retained appropriate external consultants, service providers and a new CFO in an effort to cure the current delinquency and aid in financial reporting moving forward. The Panel granted the Company's request for continued listing on Nasdaq, subject to the following terms: 1. On or before November 21, 2025, the Company shall file the Form 10-Q for the period ended March 31, 2025; 2. On or before December 23, 202
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. B. Riley Financial, Inc. By: /s/ Bryant Riley Name: Bryant Riley Title: Chairman & Co-CEO Date: November 19, 2025 2