B. Riley Financial Files 8-K on Shareholder Votes
Ticker: RILYT · Form: 8-K · Filed: Dec 3, 2025 · CIK: 1464790
| Field | Detail |
|---|---|
| Company | B. Riley Financial, Inc. (RILYT) |
| Form Type | 8-K |
| Filed Date | Dec 3, 2025 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.0001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote, debt-securities
Related Tickers: RILY
TL;DR
RILY filed an 8-K on shareholder votes, check for details on stock and debt matters.
AI Summary
B. Riley Financial, Inc. filed an 8-K on December 3, 2025, to report on matters submitted to a vote of its security holders. The filing pertains to the period ending December 1, 2025, and includes information on various classes of stock and senior notes.
Why It Matters
This filing provides transparency into corporate governance matters and the voting outcomes that could impact shareholder rights and the company's strategic direction.
Risk Assessment
Risk Level: low — This is a routine filing reporting on shareholder votes, not indicating new financial distress or significant operational changes.
Key Players & Entities
- B. Riley Financial, Inc. (company) — Filer of the 8-K
- Great American Group, Inc. (company) — Former name of B. Riley Financial, Inc.
FAQ
What specific matters were submitted to a vote of B. Riley Financial's security holders?
The filing indicates that matters were submitted to a vote, but the specific details of those matters are not provided in the excerpt.
What is the reporting period for this 8-K filing?
The filing is for the period ending December 1, 2025.
When was this 8-K filed with the SEC?
This 8-K was filed on December 3, 2025.
What is the Central Index Key (CIK) for B. Riley Financial, Inc.?
The CIK for B. Riley Financial, Inc. is 0001464790.
What types of securities are listed in the filing details?
The filing details list Common Stock, Depositary Shares for Series A Cumulative Perpetual Preferred Share, Depositary Shares for Series B Cumulative Perpetual Preferred Stock, and various Senior Notes due in 2026 and 2028.
Filing Stats: 679 words · 3 min read · ~2 pages · Grade level 9.8 · Accepted 2025-12-03 08:00:30
Key Financial Figures
- $0.0001 — ch registered Common Stock, par value $0.0001 per share RILY Nasdaq Global Market
Filing Documents
- ea0267948-8k_briley.htm (8-K) — 60KB
- 0001213900-25-117569.txt ( ) — 302KB
- rily-20251201.xsd (EX-101.SCH) — 5KB
- rily-20251201_def.xml (EX-101.DEF) — 29KB
- rily-20251201_lab.xml (EX-101.LAB) — 40KB
- rily-20251201_pre.xml (EX-101.PRE) — 27KB
- ea0267948-8k_briley_htm.xml (XML) — 13KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders. The 2025 annual meeting of stockholders (the "Annual Meeting") of B. Riley Financial, Inc. (the "Company") was held on December 1, 2025. Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders of the Company at the Annual Meeting. 1. Election of Directors: Nominee for Director Votes For Votes Against Abstentions Broker Non-Votes (01) Bryant R. Riley 10,434,971 400,898 31,154 8,230,239 (02) Thomas J. Kelleher 10,414,663 415,824 36,536 8,230,239 (03) Robert L. Antin 10,253,933 575,091 37,998 8,230,240 (04) Tammy Brandt 10,350,976 480,145 35,900 8,230,241 (05) Robert D'Agostino 9,824,900 1,006,152 35,969 8,230,241 (06) Renee E. LaBran 9,934,506 896,643 35,871 8,230,242 (07) Randall E. Paulson 10,058,596 768,485 39,940 8,230,241 (08) Mimi K. Walters 9,948,766 878,123 40,133 8,230,240 2. Ratification of the selection of BDO USA, P.C. as independent registered public accounting firm for the fiscal year ending December 31, 2025: Votes For Votes Against Abstentions 18,676,457 368,976 51,829 3. Vote to approve, on an advisory basis, the compensation of our named executive officers: Votes For Votes Against Abstentions Broker Non-Votes 8,918,235 1,667,953 280,832 8,230,242 4. Vote to approve, on an advisory basis, the frequency of the advisory vote on the compensation of our named executive officers: Votes For 3 Years 2,617,360 2 Years 356,282 1 Year 6,754,729 TOTAL 9,728,371 Abstentions: 1,138,647 1
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. B. Riley Financial, Inc. By: /s/ Bryant Riley Name: Bryant Riley Title: Co-Chief Executive Officer Date: December 3, 2025 2