B. Riley Financial Files 8-K with Exhibits

Ticker: RILYT · Form: 8-K · Filed: May 1, 2024 · CIK: 1464790

B. Riley Financial, Inc. 8-K Filing Summary
FieldDetail
CompanyB. Riley Financial, Inc. (RILYT)
Form Type8-K
Filed DateMay 1, 2024
Risk Levellow
Pages3
Reading Time3 min
Key Dollar Amounts$0.0001
Sentimentneutral

Sentiment: neutral

Topics: financial-statements, exhibits, sec-filing

Related Tickers: RILY

TL;DR

RILY filed an 8-K on 4/30, mostly financial exhibits. No major news.

AI Summary

B. Riley Financial, Inc. filed an 8-K on May 1, 2024, reporting on events occurring on April 26, 2024. The filing primarily concerns financial statements and exhibits, with no specific material events or transactions detailed in the provided text.

Why It Matters

This 8-K filing indicates that B. Riley Financial is providing updated financial statements and exhibits, which are crucial for investors to assess the company's financial health and performance.

Risk Assessment

Risk Level: low — The filing is routine and primarily consists of financial statements and exhibits, with no indication of significant negative events.

Key Players & Entities

  • B. Riley Financial, Inc. (company) — Filer of the 8-K
  • Great American Group, Inc. (company) — Former company name

FAQ

What is the primary purpose of this 8-K filing by B. Riley Financial, Inc.?

The primary purpose of this 8-K filing is to report on Regulation FD Disclosure and to provide Financial Statements and Exhibits, as indicated by the filing information.

On what date did the events reported in this filing occur?

The events reported in this filing occurred on April 26, 2024, with the filing date being May 1, 2024.

What was B. Riley Financial, Inc.'s former company name?

B. Riley Financial, Inc.'s former company name was Great American Group, Inc., with a date of name change on May 22, 2009.

What is the Central Index Key (CIK) for B. Riley Financial, Inc.?

The Central Index Key (CIK) for B. Riley Financial, Inc. is 0001464790.

What is the Standard Industrial Classification (SIC) code for B. Riley Financial, Inc.?

The Standard Industrial Classification (SIC) code for B. Riley Financial, Inc. is 6282, which corresponds to Investment Advice.

Filing Stats: 760 words · 3 min read · ~3 pages · Grade level 10.3 · Accepted 2024-04-30 20:36:43

Key Financial Figures

  • $0.0001 — ch registered Common Stock, par value $0.0001 per share RILY Nasdaq Global Market

Filing Documents

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On April 26, 2024, the Company issued a press release regarding receipt of the notice from Nasdaq. A copy of the press release is attached hereto as Exhibit 99.1. The information set forth in this Current Report, including Exhibits 99.1 attached hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of such section. The information in this Current Report, including Exhibits 99.1 attached hereto, shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing to this Current Report.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 99.1 Press Release dated April 26, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. B. Riley Financial, Inc. By: /s/ Phillip J. Ahn Name: Phillip J. Ahn Title: Chief Financial Officer and Chief Operating Officer Date: April 30, 2024 2

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