B. Riley Financial Files 8-K on Shareholder Votes
Ticker: RILYT · Form: 8-K · Filed: Jun 26, 2024 · CIK: 1464790
| Field | Detail |
|---|---|
| Company | B. Riley Financial, Inc. (RILYT) |
| Form Type | 8-K |
| Filed Date | Jun 26, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.0001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote, 8-k
Related Tickers: RILY
TL;DR
RILY filed an 8-K about shareholder votes - expect potential corporate actions soon.
AI Summary
B. Riley Financial, Inc. filed an 8-K on June 26, 2024, to report on the submission of matters to a vote of security holders. The filing pertains to actions taken as of June 21, 2024, and involves various classes of common stock and senior notes.
Why It Matters
This filing indicates that B. Riley Financial is engaging in processes that require shareholder approval or notification, which could impact corporate governance and future strategic decisions.
Risk Assessment
Risk Level: low — The filing is procedural and relates to standard corporate governance matters, not immediate financial distress or significant operational changes.
Key Players & Entities
- B. Riley Financial, Inc. (company) — Filer
- Great American Group, Inc. (company) — Former Company Name
- 20240621 (date) — Period of Report
- 20240626 (date) — Filing Date
FAQ
What specific matters were submitted for a vote of security holders?
The filing does not specify the exact matters submitted for a vote, only that it is a 'Submission of Matters to a Vote of Security Holders'.
What is the significance of the 'Date As Of Change' being 20240626?
This date indicates when the information in the filing was confirmed or updated, aligning with the filing date of June 26, 2024.
Which types of securities are mentioned in the filing?
The filing mentions Common Stock, Depositary Shares, and several series of Senior Notes due in 2025, 2026, and 2028.
What was B. Riley Financial's former company name?
B. Riley Financial, Inc. was formerly known as Great American Group, Inc., with a name change date of May 22, 2009.
What is the SIC code for B. Riley Financial, Inc.?
The Standard Industrial Classification (SIC) code for B. Riley Financial, Inc. is 6282, which corresponds to Investment Advice.
Filing Stats: 637 words · 3 min read · ~2 pages · Grade level 9.3 · Accepted 2024-06-26 16:01:28
Key Financial Figures
- $0.0001 — registered Common Stock, par value $0.0001 per share RILY Nasdaq Global Market
Filing Documents
- ea0208418-8k_briley.htm (8-K) — 59KB
- 0001213900-24-056165.txt ( ) — 311KB
- rily-20240621.xsd (EX-101.SCH) — 5KB
- rily-20240621_def.xml (EX-101.DEF) — 29KB
- rily-20240621_lab.xml (EX-101.LAB) — 40KB
- rily-20240621_pre.xml (EX-101.PRE) — 27KB
- ea0208418-8k_briley_htm.xml (XML) — 13KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders. The 2024 annual meeting of stockholders (the "Annual Meeting") of B. Riley Financial, Inc. (the "Company") was held on June 21, 2024. Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders of the Company at the Annual Meeting. 1. Election of Directors: Nominee for Director Votes For Votes Against Abstentions Broker Non-Votes (01) Bryant R. Riley 15,063,363 231,321 23,961 6,924,536 (02) Thomas J. Kelleher 15,127,965 164,261 26,420 6,924,535 (03) Robert L. Antin 14,779,323 506,389 32,934 6,924,535 (04) Tammy Brandt 15,087,722 203,142 27,780 6,924,537 (05) Robert D'Agostino 14,212,124 1,077,909 28,610 6,924,538 (06) Renee E. LaBran 14,113,665 1,177,346 27,632 6,924,538 (07) Randall E. Paulson 13,737,588 1,547,471 33,585 6,924,537 (08) Michael J. Sheldon 15,059,040 224,519 35,087 6,924,535 (09) Mimi K. Walters 14,043,469 1,236,037 39,137 6,924,538 2. Ratification of the selection of Marcum LLP as independent registered public accounting firm for the fiscal year ending December 31, 2024: Votes For Votes Against Abstentions 21,607,400 269,327 366,454 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. June 26, 2024 B. RILEY FINANCIAL, INC. By: /s/ Phillip J. Ahn Name: Phillip J. Ahn Title: Chief Financial Officer and Chief Operating Officer 2