RiverNorth Opportunities Fund Files 8-K
Ticker: RIV-PA · Form: 8-K · Filed: May 23, 2024 · CIK: 1501072
| Field | Detail |
|---|---|
| Company | Rivernorth Opportunities Fund, Inc. (RIV-PA) |
| Form Type | 8-K |
| Filed Date | May 23, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: amendment, bylaws, exhibits
TL;DR
RiverNorth Opportunities Fund filed an 8-K, likely with governance updates.
AI Summary
RiverNorth Opportunities Fund, Inc. filed an 8-K on May 23, 2024, reporting events as of May 20, 2024. The filing primarily concerns amendments to its articles of incorporation or bylaws and includes financial statements and exhibits. The company was formerly known as RiverNorth Tactical Opportunities Fund, Inc. and changed its name on September 9, 2010.
Why It Matters
This 8-K filing indicates potential changes in the fund's structure or governance, which could impact investors' understanding of its operations and regulatory standing.
Risk Assessment
Risk Level: low — The filing is a routine 8-K reporting amendments and exhibits, not indicating immediate financial distress or significant operational shifts.
Key Players & Entities
- RiverNorth Opportunities Fund, Inc. (company) — Registrant
- RiverNorth Tactical Opportunities Fund, Inc. (company) — Former company name
- May 20, 2024 (date) — Earliest event date
- May 23, 2024 (date) — Filing date
- September 9, 2010 (date) — Date of name change
FAQ
What specific amendments were made to the articles of incorporation or bylaws?
The filing indicates that amendments were made, but the specific details of these amendments are not provided in the summary text.
What is the significance of the financial statements and exhibits being filed?
The filing states that financial statements and exhibits are included, suggesting they are relevant to the reported events or the fund's current status.
When did RiverNorth Opportunities Fund, Inc. change its name from RiverNorth Tactical Opportunities Fund, Inc.?
The name change occurred on September 9, 2010.
What is the principal executive office address of RiverNorth Opportunities Fund, Inc.?
The principal executive offices are located at 360 South Rosemary Avenue, Suite 1420, West Palm Beach, FL 33401.
What is the filing date of this 8-K report?
The 8-K report was filed on May 23, 2024.
Filing Stats: 469 words · 2 min read · ~2 pages · Grade level 11 · Accepted 2024-05-22 18:40:06
Filing Documents
- fp0088542-1_8kixbrl.htm (8-K) — 24KB
- fp0088542-1_ex991.htm (EX-99.1) — 6KB
- image_001.jpg (GRAPHIC) — 4KB
- 0001398344-24-009970.txt ( ) — 208KB
- riv-20240520.xsd (EX-101.SCH) — 3KB
- riv-20240520_lab.xml (EX-101.LAB) — 33KB
- riv-20240520_pre.xml (EX-101.PRE) — 22KB
- fp0088542-1_8kixbrl_htm.xml (XML) — 4KB
03 Amendments to Articles of Incorporation or Bylaws;
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On May 14-15, 2024, the Board of Directors (the "Board") of RiverNorth Opportunities Fund, Inc. (the "Fund") approved a change to the Fund's fiscal year end from July 31 to June 30, beginning with the current fiscal year, which will now end on June 30, 2024. The change will be reflected in the Fund's annual report on Form N-CSR for the period August 1, 2023 to June 30, 2024. The press release disclosing this change is attached hereto as Exhibit 99.1.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits 99.1 Press Release, dated May 20, 2024 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RiverNorth Opportunities Fund, Inc. By: /s/ Patrick W. Galley Name: Patrick W. Galley Title: President Date: May 22, 2024