Rivernorth Opportunities Fund, Inc. (RIV-PA) — SEC Filings
Rivernorth Opportunities Fund, Inc. (RIV-PA) — 4 SEC filings. Latest: DEF 14A (Aug 26, 2025). Includes 2 DEF 14A, 1 8-K, 1 SC 13G/A.
View Rivernorth Opportunities Fund, Inc. on SEC EDGAR
Overview
Rivernorth Opportunities Fund, Inc. (RIV-PA) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Aug 26, 2025: RIVERNORTH OPPORTUNITIES FUND, INC. (RIV-PA) is holding a combined Annual Meeting of Stockholders on September 22, 2025, to elect Directors across eight RiverNorth funds. For RIV, stockholders will elect two Class II Directors by all stockholders, voting together, and one Class III Director by Prefe
Sentiment Summary
Across 4 filings, the sentiment breakdown is: 4 neutral. The dominant filing sentiment for Rivernorth Opportunities Fund, Inc. is neutral.
Filing Type Overview
Rivernorth Opportunities Fund, Inc. (RIV-PA) has filed 2 DEF 14A, 1 8-K, 1 SC 13G/A with the SEC between Feb 2024 to Aug 2025.
Filings by Year
Recent SEC Filings (4)
| Date | Form | Description | Risk |
|---|---|---|---|
| Aug 26, 2025 | DEF 14A | RiverNorth Funds Seek Director Re-election at September 22 Annual Meeting | low |
| Aug 21, 2024 | DEF 14A | RiverNorth Funds File Annual Proxy Statement | low |
| May 23, 2024 | 8-K | RiverNorth Opportunities Fund Files 8-K | low |
| Feb 9, 2024 | SC 13G/A | Morgan Stanley Amends RiverNorth Opportunities Fund Stake | low |
Risk Profile
Risk Assessment: Of RIV-PA's 4 recent filings, 0 were flagged as high-risk, 0 as medium-risk, and 4 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- J. Wayne Hutchens
- David M. Swanson
- Jerry R. Raio
- Marcus L. Collins
Industry Context
The RiverNorth Opportunities Fund, Inc. (RIV) operates within the closed-end fund industry, which is characterized by a diverse range of investment strategies, including income generation and capital appreciation. These funds often face competition from other closed-end funds, open-end mutual funds, and ETFs, all vying for investor capital. Industry trends include a focus on active management, specialized asset classes, and shareholder engagement, particularly around board elections and governance.
Top Tags
amendment (2) · Closed-End Fund (1) · Board Election (1) · Corporate Governance (1) · Proxy Statement (1) · Shareholder Meeting (1) · Director Reclassification (1) · Investment Management (1) · proxy-statement (1) · annual-report (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Annual Meeting Date | September 22, 2025 | Date when stockholders will vote on director elections |
| Record Date | August 19, 2025 | Date for determining stockholders eligible to vote |
| Annual Meeting Time | 11:00 a.m. (Eastern Time) | Scheduled start time for the Annual Meeting |
| Number of Director Classes | 3 | Each Fund's Board is divided into three classes with staggered three-year terms |
| Class II Directors for RIV | 2 | Number of Class II Directors to be elected by all RIV stockholders |
| Class III Director for RIV | 1 | Number of Class III Directors to be elected by RIV Preferred Shares only |
| Computershare Toll-Free Number | 866-963-5819 | Contact for voting process questions |
| Par Value per Share | $0.0001 | Par value for Common and Preferred Shares of RIV |
| Filing Date | 20240821 | The date the DEF 14A was filed with the SEC. |
| Period of Report | 20240919 | The period this filing pertains to. |
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Frequently Asked Questions
What are the latest SEC filings for Rivernorth Opportunities Fund, Inc. (RIV-PA)?
Rivernorth Opportunities Fund, Inc. has 4 recent SEC filings from Feb 2024 to Aug 2025, including 2 DEF 14A, 1 8-K, 1 SC 13G/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of RIV-PA filings?
Across 4 filings, the sentiment breakdown is: 4 neutral. The dominant sentiment is neutral.
Where can I find Rivernorth Opportunities Fund, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Rivernorth Opportunities Fund, Inc. (RIV-PA) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Rivernorth Opportunities Fund, Inc.?
Financial highlights for Rivernorth Opportunities Fund, Inc. are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for RIV-PA?
The investment thesis for RIV-PA includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Rivernorth Opportunities Fund, Inc.?
Key executives identified across Rivernorth Opportunities Fund, Inc.'s filings include J. Wayne Hutchens, David M. Swanson, Jerry R. Raio, Marcus L. Collins.
What are the main risk factors for Rivernorth Opportunities Fund, Inc. stock?
Of RIV-PA's 4 assessed filings, 0 were flagged high-risk, 0 medium-risk, and 4 low-risk.
What are recent predictions and forward guidance from Rivernorth Opportunities Fund, Inc.?
Forward guidance and predictions for Rivernorth Opportunities Fund, Inc. are extracted from SEC filings as they are enriched.