Rocky Mountain Chocolate Factory, Inc. (RMCF) — SEC Filings
Rocky Mountain Chocolate Factory, Inc. (RMCF) — 50 SEC filings. Latest: 4 (Apr 17, 2026). Includes 27 8-K, 9 SC 13D/A, 5 10-Q.
View Rocky Mountain Chocolate Factory, Inc. on SEC EDGAR
Overview
Rocky Mountain Chocolate Factory, Inc. (RMCF) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 4 filed on Apr 17, 2026: On February 19, 2026, Harper Allen C reported a change in beneficial ownership of securities for Rocky Mountain Chocolate Factory, Inc. The filing, dated April 16, 2026, details transactions related to the company's stock.
Sentiment Summary
Across 50 filings, the sentiment breakdown is: 7 bearish, 41 neutral, 2 mixed. The dominant filing sentiment for Rocky Mountain Chocolate Factory, Inc. is neutral.
Filing Type Overview
Rocky Mountain Chocolate Factory, Inc. (RMCF) has filed 1 4, 27 8-K, 5 10-Q, 2 DEFA14A, 1 DEF 14A, 1 10-K, 9 SC 13D/A, 1 SC 13G/A, 1 S-1/A, 1 S-1, 1 SC 13D with the SEC between Jun 2024 to Apr 2026.
Filings by Year
Recent SEC Filings (50)
Risk Profile
Risk Assessment: Of RMCF's 48 recent filings, 7 were flagged as high-risk, 28 as medium-risk, and 13 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $6.823M |
| Net Income | ($662K) |
| EPS | N/A |
| Debt-to-Equity | N/A |
| Cash Position | $2.017M |
| Operating Margin | N/A |
| Total Assets | N/A |
| Total Debt | N/A |
Key Executives
- Harper Allen C
- Robert L. Wilson
- Michael J. R. Johnson
- David J. L. Johnson
- Franklin J. Ledbetter Jr.
- James P. Geygan
- Jeffrey R. Geygan
- Steven L. Johnson
- Mark R. Wilson
- Robert L. D'Loren
- David M. Schole
- Kathleen M. Geygan
- Shawn G. Rice
- Stacy A. Wilke
- Bradley L. Radoff
Industry Context
The confectionery industry is competitive, with established players and emerging brands. RMCF operates within a niche focused on premium chocolate products and a franchise model. Trends include increasing demand for artisanal and custom chocolates, as well as a growing e-commerce presence for direct-to-consumer sales.
Top Tags
ownership-change (7) · financial-reporting (7) · 8-k (6) · sec-filing (6) · amendment (6) · material-agreement (4) · listing-standards (4) · management-change (4) · board-of-directors (4) · 13D-filing (4)
Executive Compensation
From the most recent DEF 14A filing (Jun 30, 2025):
- Richard F. Mucci — Chief Executive Officer: $0
- Michael J. Smith — Chief Financial Officer: $0
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Period of Report | 2026-02-19 | Date of the reported ownership change |
| Filing Date | 2026-04-16 | Date the report was accepted by the SEC |
| Commission File Number | 001-36865 | Identifies the company's filing with the SEC. |
| Total Revenue | $6.823M | Up from $6.380M in prior-year quarter, indicating sales growth. |
| Sales Revenue | $5.183M | Increased from $4.918M in prior-year quarter, showing product sales improvement. |
| Franchise and Royalty Fees | $1.640M | Increased from $1.462M in prior-year quarter, reflecting stronger franchise performance. |
| Net Loss (3 months) | ($662K) | Narrows from ($722K) in prior-year quarter, indicating reduced losses. |
| Net Loss (6 months) | ($986K) | Significantly improved from ($2.380M) in prior-year period. |
| Cash and Cash Equivalents | $2.017M | Increased from $720K at February 28, 2025, improving liquidity. |
| Weighted Average Common Shares Outstanding - Basic | 7,786,384 | Increased from 6,686,537 in prior-year quarter, indicating share dilution. |
| Liabilities to Tangible Net Worth Covenant | 2.0:1.0 | Company was not in compliance as of August 31, 2025, but received a waiver. |
| Domestic Franchise Stores | 136 | Decreased from 138 at February 28, 2025, indicating store closures. |
| Cold Stone Creamery Co-branded Stores | 104 | Decreased from 107 at February 28, 2025, showing co-branded store closures. |
| IRS Employer Identification No. | 47-1535633 | Company's tax identification number. |
| Net Loss | $1.1M | Significant decline from $0.1M net income in prior year, indicating profitability issues. |
Frequently Asked Questions
What are the latest SEC filings for Rocky Mountain Chocolate Factory, Inc. (RMCF)?
Rocky Mountain Chocolate Factory, Inc. has 50 recent SEC filings from Jun 2024 to Apr 2026, including 27 8-K, 9 SC 13D/A, 5 10-Q. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of RMCF filings?
Across 50 filings, the sentiment breakdown is: 7 bearish, 41 neutral, 2 mixed. The dominant sentiment is neutral.
Where can I find Rocky Mountain Chocolate Factory, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Rocky Mountain Chocolate Factory, Inc. (RMCF) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Rocky Mountain Chocolate Factory, Inc.?
Key financial highlights from Rocky Mountain Chocolate Factory, Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for RMCF?
The investment thesis for RMCF includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Rocky Mountain Chocolate Factory, Inc.?
Key executives identified across Rocky Mountain Chocolate Factory, Inc.'s filings include Harper Allen C, Robert L. Wilson, Michael J. R. Johnson, David J. L. Johnson, Franklin J. Ledbetter Jr. and 19 others.
What are the main risk factors for Rocky Mountain Chocolate Factory, Inc. stock?
Of RMCF's 48 assessed filings, 7 were flagged high-risk, 28 medium-risk, and 13 low-risk.
What are recent predictions and forward guidance from Rocky Mountain Chocolate Factory, Inc.?
Forward guidance and predictions for Rocky Mountain Chocolate Factory, Inc. are extracted from SEC filings as they are enriched.