Roma Green Finance Files Routine 6-K, Confirms Foreign Issuer Status
Ticker: ROMA · Form: 6-K · Filed: Jan 12, 2024 · CIK: 1945240
| Field | Detail |
|---|---|
| Company | Roma Green Finance Ltd (ROMA) |
| Form Type | 6-K |
| Filed Date | Jan 12, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 4 min |
| Key Dollar Amounts | $4.00, $9,799,772 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, corporate-governance, foreign-issuer
TL;DR
**Roma Green Finance just filed a routine 6-K, no big news, just standard compliance.**
AI Summary
Roma Green Finance Limited, a Cayman Islands-incorporated company, filed a 6-K on January 12, 2024, confirming its status as a foreign issuer and providing updated contact information for CEO Luk Huen Ling Claire. This filing is a routine update, indicating the company continues to meet its SEC reporting obligations under the 1934 Act, specifically for foreign private issuers filing under Form 20-F. For investors, this simply confirms the company's ongoing compliance with regulatory requirements, which is a basic expectation for any publicly traded stock.
Why It Matters
This filing is a standard regulatory update, confirming Roma Green Finance Limited's compliance with SEC reporting requirements as a foreign private issuer. It provides no new material financial or operational information, but rather ensures transparency regarding its legal and contact details.
Risk Assessment
Risk Level: low — This is a routine administrative filing with no material financial or operational disclosures, posing no new risks.
Analyst Insight
This filing is purely administrative and does not contain any new material information that would warrant an investment action. Investors should continue to monitor for more substantive filings like annual reports (20-F) or other 6-Ks that disclose operational or financial updates.
Key Players & Entities
- Roma Green Finance Limited (company) — the registrant filing the 6-K
- Luk Huen Ling Claire (person) — CEO and company contact person
- Cayman Islands (company) — jurisdiction of incorporation
- SEC (company) — regulatory body
FAQ
What is the purpose of this 6-K filing by Roma Green Finance Limited?
This 6-K filing serves as a report of a foreign issuer pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934, confirming the company's status and providing updated contact information as of January 11, 2024.
Which form does Roma Green Finance Limited indicate it files annual reports under?
Roma Green Finance Limited indicates by check mark that it files annual reports under cover of Form 20-F.
Who is the primary contact person for Roma Green Finance Limited, and what are their contact details?
The primary contact person is Luk Huen Ling Claire, the CEO. Her contact details are Tel: +852 2529 6878 and Email: Claireluk@romagroup.com, with the address Flat 605, 6/F., Tai Tung Building, 8 Fleming Road, Wanchai, Hong Kong.
What is the jurisdiction of incorporation for Roma Green Finance Limited?
Roma Green Finance Limited's jurisdiction of incorporation or organization is the Cayman Islands.
What is the Commission File Number for Roma Green Finance Limited?
The Commission File Number for Roma Green Finance Limited is 001-41883.
Filing Stats: 917 words · 4 min read · ~3 pages · Grade level 15.8 · Accepted 2024-01-12 11:16:19
Key Financial Figures
- $4.00 — g. The offering price to the public was $4.00 per share and the Company received gros
- $9,799,772 — eceived gross proceeds of approximately $9,799,772 prior to deducting underwriting discoun
Filing Documents
- form6-k.htm (6-K) — 29KB
- ex10-1.htm (EX-10.1) — 229KB
- ex99-1.htm (EX-99.1) — 15KB
- ex99-2.htm (EX-99.2) — 14KB
- 0001493152-24-002141.txt ( ) — 288KB
Underwriting
Underwriting Agreement dated January 8, 2024 between the Company and Spartan Capital Securities, LLC 99.1 Press Release on Pricing dated January 9, 2024 99.2 Press Release on Closing dated January 12, 2024 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: January 12, 2024 ROMA GREEN FINANCE LIMITED By: /s/ Luk Huen Ling Claire Name: Luk Huen Ling Claire Title: Chairlady, Executive Director and Chief Executive Officer