Saratoga Investment Corp. Files 8-K with Financial Updates

TL;DR

Saratoga Investment Corp. dropped an 8-K detailing their debt and stock – check it for the latest financial scoop.

AI Summary

Saratoga Investment Corp. filed an 8-K on September 25, 2024, reporting on various financial instruments including common stock and notes due in 2027 and 2028. The filing also includes financial statements and exhibits, indicating ongoing financial reporting and potential regulatory disclosures.

Why It Matters

This 8-K filing provides crucial updates on Saratoga Investment Corp.'s financial structure and reporting, which is important for investors to assess the company's current financial health and future obligations.

Risk Assessment

Risk Level: low — This filing is a routine 8-K report detailing financial information and exhibits, not indicating any immediate or significant operational risks.

Key Players & Entities

• SARATOGA INVESTMENT CORP. (company) — Registrant
• September 25, 2024 (date) — Date of earliest event reported
• Maryland (jurisdiction) — State of Incorporation
• 814-00732 (identifier) — SEC File Number
• 20-8700615 (identifier) — IRS Number

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share SAR New York Stock Exchan

Filing Documents

• ea0215625-8k_saratoga.htm (8-K) — 39KB
• ea021562501ex99-1_saratoga.htm (EX-99.1) — 7KB
• ex99-1_001.jpg (GRAPHIC) — 4KB
• 0001213900-24-081735.txt ( ) — 282KB
• sar-20240925.xsd (EX-101.SCH) — 4KB
• sar-20240925_def.xml (EX-101.DEF) — 27KB
• sar-20240925_lab.xml (EX-101.LAB) — 37KB
• sar-20240925_pre.xml (EX-101.PRE) — 26KB
• ea0215625-8k_saratoga_htm.xml (XML) — 8KB

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure On September 25, 2024, Saratoga Investment Corp., a Maryland corporation (the "Company"), issued a press release announcing the postponement of the 2024 Annual Meeting of Stockholders (the "Annual Meeting"). The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

01 Other Events

Item 8.01 Other Events. On September 25, 2024, the Company announced that the Company anticipates that it will not have a sufficient number of shares of the Company's common stock present in person or represented by proxy at the Annual Meeting, scheduled for Thursday, September 26, 2024 at 10:00 a.m. Eastern Time, to constitute a quorum. The majority of the votes received are in favor of the motion being proposed which is to elect Christian L. Oberbeck as director of the Company, to serve until the 2027 Annual Meeting. The Company has decided to postpone the Annual Meeting to 10:00 a.m. Eastern Time on Wednesday, October 23, 2024. The Annual Meeting will be held at the offices Ropes and Gray, located at 1211 Avenue of The Americas, 38 th Floor, New York, NY 10036. The close of business on July 29, 2024 will continue to be the record date for the determination of stockholders of the Company entitled to vote at the Annual Meeting. Stockholders of the Company who have previously submitted their proxy or otherwise voted and who do not want to change their vote do not need to take any action. No changes have been made in the proposals to be voted on by stockholders at the Annual Meeting. The Company encourages all of its stockholders to read the Company's definitive proxy statement on Schedule 14A, filed with the Securities and Exchange Commission (the "SEC") on August 1, 2024 (the "Proxy 3fc2212d-02d6-476f-aebb-fdc690bcfd74 (saratogainvestmentcorp.com). The Company will continue to solicit votes from its stockholders with respect to the proposals set forth in the Proxy Statement. The Company encourages all stockholders who have not yet voted to do so before Tuesday, October 22, 2024 at 11:59 p.m., Eastern Time.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits The following Exhibit 99.1 is being furnished herewith to this Current Report on Form 8-K: Exhibit No. Description 99.1 Press Release dated September 25, 2024 of Saratoga Investment Corp. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Saratoga Investment Corp. Date: September 25, 2024 By: /s/ Henri J. Steenkamp Name: Henri J. Steenkamp Title: Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary 2

View Full Filing

View this 8-K filing on SEC EDGAR