Saratoga Investment Corp. (SAV) — SEC Filings
Saratoga Investment Corp. (SAV) — 18 SEC filings. Latest: 8-K (Nov 7, 2025). Includes 7 8-K, 6 10-Q, 2 DEF 14A.
View Saratoga Investment Corp. on SEC EDGAR
Overview
Saratoga Investment Corp. (SAV) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Oct 7, 2025: SARATOGA INVESTMENT CORP. (SAV) reported a mixed financial performance for the six months ended August 31, 2025. Total investment income decreased significantly by 22.8% to $62,944,373 from $81,681,525 in the prior year period, primarily driven by a substantial drop in interest income from non-contr
Sentiment Summary
Across 18 filings, the sentiment breakdown is: 1 bullish, 16 neutral, 1 mixed. The dominant filing sentiment for Saratoga Investment Corp. is neutral.
Filing Type Overview
Saratoga Investment Corp. (SAV) has filed 7 8-K, 6 10-Q, 2 DEF 14A, 2 10-K, 1 SC 13G/A with the SEC between Jan 2024 to Nov 2025.
Filings by Year
Recent SEC Filings (18)
Risk Profile
Risk Assessment: Of SAV's 16 recent filings, 0 were flagged as high-risk, 5 as medium-risk, and 11 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $62,944,373 |
| Net Income | $27,217,398 |
| EPS | N/A |
| Debt-to-Equity | N/A |
| Cash Position | $105,660,178 |
| Operating Margin | N/A |
| Total Assets | $1,206,211,434 |
| Total Debt | $240,000,000 |
Key Executives
- Christian L. Oberbeck
Industry Context
Saratoga Investment Corp. operates as a business development company (BDC) in the financial services sector. BDCs typically invest in small and medium-sized private companies, providing debt and equity capital. The industry is sensitive to interest rate environments and overall economic conditions, impacting investment income and portfolio valuations. Competition among BDCs for attractive investment opportunities can be significant.
Top Tags
financials (4) · 10-Q (4) · BDC (3) · SEC Filing (3) · quarterly-report (3) · corporate-governance (2) · filing (2) · Corporate Governance (2) · 10-K (2) · regulatory-filing (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Total Investment Income | $62.9M | Decreased 22.8% from $81.7M in the prior year period. |
| Net Investment Income | $19.2M | Decreased 40.9% from $32.5M in the prior year period. |
| Net Realized Gain from Investments | $2.95M | Shifted from a $54.6M loss in the prior year period. |
| Net Change in Unrealized Appreciation | $4.67M | Contributed to overall asset growth. |
| Net Increase in Net Assets from Operations | $27.2M | Increased from $19.9M in the prior year period despite lower income. |
| Total Assets | $1.21B | Increased from $1.19B as of February 28, 2025. |
| Net Asset Value Per Share | $25.61 | Slightly decreased from $25.86 as of February 28, 2025. |
| Outstanding Common Shares | 16,103,948 | As of October 7, 2025. |
| Decrease in Total Investment Income | 22.8% | Indicates pressure on core revenue generation. |
| Decrease in Net Investment Income | 40.9% | Highlights a significant drop in profitability from operations. |
| Maturity Year | 2027 | Multiple debt series mature in this year. |
| Annual Meeting Date | 2025-09-25 | Date stockholders are invited to attend the meeting |
| Annual Meeting Time | 10:00 a.m. | Eastern Time for the Annual Meeting |
| Record Date | 2025-07-29 | Date by which stockholders must be on record to vote |
| Filing Date | 2025-08-05 | Date the DEF 14A was filed with the SEC |
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Frequently Asked Questions
What are the latest SEC filings for Saratoga Investment Corp. (SAV)?
Saratoga Investment Corp. has 18 recent SEC filings from Jan 2024 to Nov 2025, including 7 8-K, 6 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of SAV filings?
Across 18 filings, the sentiment breakdown is: 1 bullish, 16 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find Saratoga Investment Corp. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Saratoga Investment Corp. (SAV) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Saratoga Investment Corp.?
Key financial highlights from Saratoga Investment Corp.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for SAV?
The investment thesis for SAV includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Saratoga Investment Corp.?
Key executives identified across Saratoga Investment Corp.'s filings include Christian L. Oberbeck.
What are the main risk factors for Saratoga Investment Corp. stock?
Of SAV's 16 assessed filings, 0 were flagged high-risk, 5 medium-risk, and 11 low-risk.
What are recent predictions and forward guidance from Saratoga Investment Corp.?
Forward guidance and predictions for Saratoga Investment Corp. are extracted from SEC filings as they are enriched.