Saratoga Investment Sets Sept. 25 Annual Meeting for Stockholders
Ticker: SAV · Form: DEF 14A · Filed: Aug 5, 2025 · CIK: 1377936
| Field | Detail |
|---|---|
| Company | Saratoga Investment Corp. (SAV) |
| Form Type | DEF 14A |
| Filed Date | Aug 5, 2025 |
| Risk Level | low |
| Sentiment | neutral |
Sentiment: neutral
Topics: Proxy Statement, Annual Meeting, Corporate Governance, Shareholder Vote, SEC Filing, BDC, SAV
Related Tickers: SAV
TL;DR
**SAV's annual meeting is set for September 25th; get your votes in by July 29th if you want a say in the company's future!**
AI Summary
Saratoga Investment Corp. (SAV) has filed a Definitive Proxy Statement (DEF 14A) for its Annual Meeting of Stockholders to be held on September 25, 2025, at 10:00 a.m. Eastern Time. The meeting will take place at the offices of Eversheds Sutherland (US) LLP, located at 1114 Avenue of the Americas, New York, NY 10036. Stockholders of record as of July 29, 2025, are entitled to vote. The filing, dated August 5, 2025, indicates that no filing fee was required. Christian L. Oberbeck, Chairman and Chief Executive Officer, extended the invitation to stockholders. The company's Annual Report on Form 10-K for the fiscal year ended February 28, 2025, is also available for review. Specific details regarding revenue, net income, key business changes, and strategic outlook are not explicitly detailed in this preliminary DEF 14A filing, which primarily focuses on the logistics and invitation for the upcoming annual meeting.
Why It Matters
This DEF 14A filing is crucial for Saratoga Investment Corp. investors as it formally announces the Annual Meeting, where key corporate governance decisions, such as director elections and executive compensation, are typically addressed. For employees, the outcomes of these votes can influence leadership stability and strategic direction. While this filing doesn't detail specific proposals, it sets the stage for transparency and accountability, allowing stockholders to exercise their voting rights. In the competitive BDC landscape, strong governance and active shareholder participation are vital for maintaining investor confidence and market position.
Risk Assessment
Risk Level: low — The risk level is low because this DEF 14A filing is a standard procedural document for announcing an annual meeting. It does not contain any new financial disclosures, strategic shifts, or adverse events. The primary purpose is to inform stockholders of the meeting details and voting record date of July 29, 2025.
Analyst Insight
Investors should mark their calendars for the September 25, 2025, Annual Meeting and ensure they are stockholders of record by July 29, 2025, to be eligible to vote. Review the full Proxy Statement and the Annual Report on Form 10-K for the fiscal year ended February 28, 2025, to understand the proposals and make informed voting decisions.
Key Numbers
- 2025-09-25 — Annual Meeting Date (Date stockholders are invited to attend the meeting)
- 10:00 a.m. — Annual Meeting Time (Eastern Time for the Annual Meeting)
- 2025-07-29 — Record Date (Date by which stockholders must be on record to vote)
- 2025-08-05 — Filing Date (Date the DEF 14A was filed with the SEC)
- 0001377936 — Central Index Key (CIK) (Unique identifier for Saratoga Investment Corp. with the SEC)
- 814-00732 — SEC File Number (SEC registration number for Saratoga Investment Corp.)
- 2025-02-28 — Fiscal Year End (End date of the fiscal year for which the Form 10-K is available)
Key Players & Entities
- SARATOGA INVESTMENT CORP. (company) — Registrant filing the DEF 14A
- Christian L. Oberbeck (person) — Chairman and Chief Executive Officer of Saratoga Investment Corp.
- Eversheds Sutherland (US) LLP (company) — Location of the Annual Meeting
- SEC (regulator) — United States Securities and Exchange Commission
- GSC INVESTMENT CORP. (company) — Former name of Saratoga Investment Corp.
- GSC Investment LLC (company) — Former name of Saratoga Investment Corp.
- New York (location) — City where the Annual Meeting will be held
- Maryland (location) — State of incorporation for Saratoga Investment Corp.
FAQ
When is Saratoga Investment Corp.'s (SAV) Annual Meeting of Stockholders?
Saratoga Investment Corp.'s Annual Meeting of Stockholders is scheduled for September 25, 2025, at 10:00 a.m. Eastern Time.
What is the record date for voting at Saratoga Investment Corp.'s (SAV) Annual Meeting?
The record date for stockholders to be eligible to vote at Saratoga Investment Corp.'s Annual Meeting is July 29, 2025.
Where will Saratoga Investment Corp.'s (SAV) Annual Meeting be held?
The Annual Meeting for Saratoga Investment Corp. will be held at the offices of Eversheds Sutherland (US) LLP, located at 1114 Avenue of the Americas, New York, NY 10036.
Who is Christian L. Oberbeck at Saratoga Investment Corp. (SAV)?
Christian L. Oberbeck is the Chairman and Chief Executive Officer of Saratoga Investment Corp., and he extended the invitation to stockholders for the Annual Meeting.
What is the purpose of a DEF 14A filing for Saratoga Investment Corp. (SAV)?
A DEF 14A filing, like the one from Saratoga Investment Corp., is a definitive proxy statement used to inform stockholders about an upcoming meeting, including details on proposals to be voted on, director nominations, and executive compensation.
Was a filing fee required for Saratoga Investment Corp.'s (SAV) DEF 14A?
No, the DEF 14A filing by Saratoga Investment Corp. explicitly states that no filing fee was required for this submission.
How can Saratoga Investment Corp. (SAV) stockholders vote?
Saratoga Investment Corp. stockholders can vote electronically via the Internet, by telephone, or by signing and returning their proxy card. They also retain the right to vote in person at the Annual Meeting.
What is Saratoga Investment Corp.'s (SAV) fiscal year end?
Saratoga Investment Corp.'s fiscal year ends on February 28, as indicated by the availability of their Annual Report on Form 10-K for the fiscal year ended February 28, 2025.
What was Saratoga Investment Corp.'s (SAV) former company name?
Saratoga Investment Corp. was formerly known as GSC Investment Corp., with a name change occurring on March 21, 2007.
Where can I find Saratoga Investment Corp.'s (SAV) proxy materials?
Saratoga Investment Corp.'s Proxy Statement and Annual Report on Form 10-K for the fiscal year ended February 28, 2025, are available at a cookies-free web address mentioned in the filing.
Industry Context
Saratoga Investment Corp. operates as a business development company (BDC) in the financial services sector. BDCs typically invest in and lend to middle-market companies, often providing a mix of debt and equity financing. The industry is sensitive to interest rate movements, credit market conditions, and overall economic health, influencing the performance of their investment portfolios.
Regulatory Implications
As a BDC, Saratoga Investment Corp. is subject to specific regulations under the Investment Company Act of 1940 and other securities laws. Compliance with these regulations, including disclosure requirements like this DEF 14A filing, is crucial for maintaining its operational status and investor confidence.
What Investors Should Do
- Review the Proxy Statement and Annual Report on Form 10-K for detailed information on company performance and proposals to be voted on.
- Vote your shares electronically via the Internet or by telephone, or by returning a signed proxy card, to ensure your vote is counted.
- Attend the Annual Meeting on September 25, 2025, if possible, to directly participate in discussions and vote in person.
Key Dates
- 2025-09-25: Annual Meeting of Stockholders — Date for stockholders to vote on company matters and elect directors.
- 2025-07-29: Record Date — Establishes the list of shareholders eligible to vote at the Annual Meeting.
- 2025-08-05: Filing Date of DEF 14A — The date the definitive proxy statement was filed with the SEC, making it public.
- 2025-02-28: Fiscal Year End — Marks the end of the fiscal year for which the accompanying Annual Report on Form 10-K is provided.
Glossary
- DEF 14A
- A Definitive Proxy Statement filed with the SEC by a company soliciting shareholder votes for an upcoming meeting. (This document contains the official invitation and details for Saratoga Investment Corp.'s annual meeting.)
- Record Date
- A specific date set by a company to determine which shareholders are eligible to receive notice of and vote at a shareholder meeting. (Ensures only shareholders holding stock as of July 29, 2025, can participate in the voting process.)
- Proxy Statement
- A document that must be provided to shareholders before a meeting where a vote is to take place, containing information about the matters to be voted on. (Provides shareholders with the necessary information to make informed voting decisions for the Annual Meeting.)
- Form 10-K
- An annual report required by the U.S. Securities and Exchange Commission (SEC), which gives a comprehensive summary of a company's financial performance. (The company's Annual Report for the fiscal year ended February 28, 2025, is available for review alongside the proxy materials.)
Year-Over-Year Comparison
This filing is a Definitive Proxy Statement (DEF 14A) for the 2025 Annual Meeting, dated August 5, 2025. It primarily serves to invite stockholders and provide logistical details for the meeting on September 25, 2025. Specific comparative financial data or changes in risk factors from the previous year's filings are not detailed within this document, which focuses on the procedural aspects of the annual meeting.
Filing Details
This Form DEF 14A (Form DEF 14A) was filed with the SEC on August 5, 2025 by Christian L. Oberbeck regarding SARATOGA INVESTMENT CORP. (SAV).