Saratoga Investment Corp. Files Definitive Proxy Statement

TL;DR

Saratoga Investment Corp. (SAR) filed its proxy statement, shareholders vote soon.

AI Summary

Saratoga Investment Corp. filed its definitive proxy statement on August 1, 2024, for its annual meeting of stockholders. The filing covers information required under the Securities Exchange Act of 1934, detailing matters to be presented to shareholders for a vote. The company, formerly known as GSC Investment Corp., is incorporated in Maryland and has its fiscal year end on February 28.

Why It Matters

This filing is crucial for shareholders as it outlines the agenda for the annual meeting, including any proposals or director elections, allowing them to make informed voting decisions.

Risk Assessment

Risk Level: low — This is a routine regulatory filing for a public company's annual shareholder meeting, not indicating any immediate operational or financial distress.

Key Players & Entities

• SARATOGA INVESTMENT CORP. (company) — Registrant
• GSC INVESTMENT CORP. (company) — Former company name
• Securities Exchange Act of 1934 (legal_document) — Governing regulation

FAQ

Key Financial Figures

• $9,000 — tation of proxies for estimated fees of $9,000 plus out -of -pocket expenses. The prox
• $100,000 — ian L. Oberbeck   Over $100,000 Henri J. Steenkamp  
• $50,001 — ; Steven M. Looney   $50,001 – $100,000 Charle
• $23.29 — tock Exchange (“NYSE”) of $23.29 per share as of the Record Date. (3) &
• $1 — ecurities beneficially owned are: none, $1 – $10,000, $10,001&#x00a0
• $10,000 — lly owned are: none, $1 – $10,000, $10,001 – $50,000, $50,0
• $10,001 — are: none, $1 – $10,000, $10,001 – $50,000, $50,001&#x00a0
• $50,000 — x2013; $10,000, $10,001 – $50,000, $50,001 – $100,000, or o

Filing Documents

• ea0210335-01.htm (DEF 14A) — 479KB
• tchristian_sig.jpg (GRAPHIC) — 70KB
• tsaratoga_logo.jpg (GRAPHIC) — 120KB
• thenri_sig.jpg (GRAPHIC) — 48KB
• tproxy_001.jpg (GRAPHIC) — 859KB
• tproxy_002.jpg (GRAPHIC) — 1124KB
• 0001213900-24-064139.txt ( ) — 3542KB

Executive Compensation

Executive Compensation   15 Director Compensation   15 Portfolio Management   16 OTHER MATTERS   18 Audit Committee Report   18 Independent Registered Public Accounting Firm   20 Stockholder Proposals   21 Other Business   21 Annual Reports   21 i Table of Contents Saratoga Investment Corp. 535 Madison Avenue New York, New York 10022 –––––––––––––––––––––– PROXY STATEMENT –––––––––––––––––––––– 2024 Annual Meeting of Stockholders GENERAL We are furnishing you this Proxy Statement in connection with the solicitation of proxies by our Board of Directors for the 2024 Annual Meeting of Stockholders (the “Annual Meeting”). This Proxy Statement, the proxy card and the accompanying proxy materials are being mailed to stockholders on or about August 13, 2024. In this Proxy Statement, except where the context suggests otherwise, we refer to Saratoga Investment Corp. as the “Company,” “Saratoga,” “we,” “our” or “us” and the Board of Directors as the “Board.” We encourage you to vote your shares, either by voting in person at the Annual Meeting or by granting a proxy (i.e., authorizing someone to vote your shares). If you properly sign and date the accompanying proxy card or otherwise provide voting instructions, either via the Internet or telephone, and the Company receives it in time for the Annual Meeting, the persons named as proxies will vote the shares registered directly in your name in the manner that you specified. If you give

View Full Filing

View this DEF 14A filing on SEC EDGAR