Saratoga Investment Corp. Files 8-K on Security Holder Votes
Ticker: SAV · Form: 8-K · Filed: Sep 26, 2025 · CIK: 1377936
| Field | Detail |
|---|---|
| Company | Saratoga Investment Corp. (SAV) |
| Form Type | 8-K |
| Filed Date | Sep 26, 2025 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: debt-issuance, corporate-governance, filing
Related Tickers: SAR
TL;DR
Saratoga Investment Corp. filed an 8-K on Sep 25, 2025, detailing votes on various notes due 2027 and 2028.
AI Summary
Saratoga Investment Corp. filed an 8-K on September 26, 2025, reporting on matters submitted to a vote of security holders as of September 25, 2025. The filing details various debt instruments, including Series 6.00 Notes due 2027, Series 8.00 Notes due 2027, and Series 8.125 Notes due 2027, and Series 8.50 Notes due 2028.
Why It Matters
This filing indicates that Saratoga Investment Corp. is engaging in or has recently completed actions requiring shareholder approval, potentially related to corporate governance or financial restructuring.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of corporate actions and debt instruments, not indicating immediate financial distress or significant operational changes.
Key Numbers
- 2027 — Maturity Year (Multiple debt series mature in this year.)
- 2028 — Maturity Year (One debt series matures in this year.)
Key Players & Entities
- SARATOGA INVESTMENT CORP. (company) — Registrant
- September 25, 2025 (date) — Date of earliest event reported
- September 26, 2025 (date) — Date of report
- Series 6.00 Notes due 2027 (dollar_amount) — Debt Instrument
- Series 8.00 Notes due 2027 (dollar_amount) — Debt Instrument
- Series 8.125 Notes due 2027 (dollar_amount) — Debt Instrument
- Series 8.50 Notes due 2028 (dollar_amount) — Debt Instrument
FAQ
What specific matters were submitted to a vote of security holders?
The filing indicates that matters were submitted to a vote of security holders as of September 25, 2025, but the specific details of these matters are not elaborated in the provided text.
What are the details of the debt instruments mentioned?
The filing lists Series 6.00 Notes due 2027, Series 8.00 Notes due 2027, Series 8.125 Notes due 2027, and Series 8.50 Notes due 2028.
When was this 8-K report filed?
The report was filed as of September 26, 2025.
What is the exact name of the reporting company?
The exact name of the registrant is SARATOGA INVESTMENT CORP.
In which state was Saratoga Investment Corp. incorporated?
Saratoga Investment Corp. was incorporated in Maryland.
Filing Stats: 579 words · 2 min read · ~2 pages · Grade level 11.5 · Accepted 2025-09-25 17:48:38
Key Financial Figures
- $0.001 — ch registered Common Stock, par value $0.001 per share SAR New York Stock Exchan
Filing Documents
- ea0258856-8k_saratoga.htm (8-K) — 37KB
- 0001213900-25-091767.txt ( ) — 255KB
- sar-20250925.xsd (EX-101.SCH) — 4KB
- sar-20250925_def.xml (EX-101.DEF) — 27KB
- sar-20250925_lab.xml (EX-101.LAB) — 37KB
- sar-20250925_pre.xml (EX-101.PRE) — 26KB
- ea0258856-8k_saratoga_htm.xml (XML) — 8KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders. On September 25, 2025, Saratoga Investment Corp. (the "Company") held its 2025 Annual Meeting of Stockholders (the "Annual Meeting"). As of the close of business on July 29, 2025, the record date for the Annual Meeting, 15,951,835 shares of common stock were eligible to be voted, and 11,533,981 of those shares were voted in person or by proxy at the Annual Meeting. The final voting results from the Annual Meeting were as following: Proposal 1: The following directors were elected to serve as directors of the Company's board of directors until the 2028 Annual Meeting of Stockholders or until their respective successor is duly elected and qualified by the following vote: Director Nominees Votes For Votes Withheld Steven M. Looney 4,474,615 892,437 Charles S. Whitman III 4,365,201 1,001,851 Proposal 2: The ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2026 was approved by the following vote: Votes For 10,593,050 Votes Against 848,257 Abstentions 92,674 1
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Saratoga Investment Corp. Date: September 25, 2025 By: /s/ Henri J. Steenkamp Name: Henri J. Steenkamp Title: Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary 2