Stellus Capital Investment Corp (SCM) — SEC Filings
Stellus Capital Investment Corp (SCM) — 21 SEC filings. Latest: 8-K (Nov 24, 2025). Includes 11 8-K, 6 10-Q, 2 DEF 14A.
View Stellus Capital Investment Corp on SEC EDGAR
Overview
Stellus Capital Investment Corp (SCM) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Nov 10, 2025: Stellus Capital Investment Corp (SCM) reported a decrease in net investment income for the nine months ended September 30, 2025, falling to $28,485,477 from $32,288,267 in the prior year, a 11.8% decline. Total investment income also decreased to $76,923,969 from $79,121,207, a 2.8% reduction. Opera
Sentiment Summary
Across 21 filings, the sentiment breakdown is: 1 bullish, 1 bearish, 18 neutral, 1 mixed. The dominant filing sentiment for Stellus Capital Investment Corp is neutral.
Filing Type Overview
Stellus Capital Investment Corp (SCM) has filed 11 8-K, 6 10-Q, 2 DEF 14A, 2 10-K with the SEC between Mar 2024 to Nov 2025.
Filings by Year
Recent SEC Filings (21)
Risk Profile
Risk Assessment: Of SCM's 17 recent filings, 0 were flagged as high-risk, 13 as medium-risk, and 4 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $76.92M |
| Net Income | $21.83M |
| EPS | $13.05 |
| Debt-to-Equity | 1.72 |
| Cash Position | $9.02M |
| Operating Margin | N/A |
| Total Assets | $1,028.64M |
| Total Debt | $336.52M |
Key Executives
- Robert T. Ladd
Industry Context
Stellus Capital Investment Corp operates as a Business Development Company (BDC) in the financial services sector, primarily focused on providing debt financing to middle-market companies. The BDC industry is characterized by its reliance on leverage to generate returns and its sensitivity to interest rate changes and economic cycles. Competition among BDCs is significant, with companies vying for attractive investment opportunities and seeking to maintain favorable cost of capital.
Top Tags
financial-obligation (5) · material-definitive-agreement (4) · 10-Q (4) · financials (3) · Stellus Capital (3) · BDC (2) · Investment Income (2) · debt (2) · shareholder-vote (2) · 10-K (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Net Investment Income | $28.49M | Down 11.8% from $32.29M year-over-year for nine months |
| Net Asset Value Per Share | $13.05 | Decreased from $13.46 at year-end 2024 |
| Net Increase in Net Assets from Operations | $21.83M | Down 41.3% from $37.15M year-over-year for nine months |
| Total Investment Income | $76.92M | Decreased 2.8% from $79.12M year-over-year for nine months |
| Total Operating Expenses (net of waivers) | $48.44M | Increased 3.4% from $46.83M year-over-year for nine months |
| Cash and Cash Equivalents | $9.02M | Decreased from $20.06M at year-end 2024 |
| Notes Payable | $172.52M | Increased from $99.44M at year-end 2024 |
| SBA-guaranteed debentures | $295.81M | Decreased from $321.25M at year-end 2024 |
| Common Shares Outstanding | 28,947,254 | Increased from 27,481,118 at year-end 2024 |
| Net increase in net assets from operations | $14.9M | Decreased from $16.2M in Q2 2024, indicating a slight operational slowdown. |
| Total investment income | $24.5M | Down from $25.8M in Q2 2024, reflecting potential pressure on portfolio returns. |
| Net investment income | $13.1M | Slightly lower than $13.5M in Q2 2024, impacting distributable income. |
| Filing Date | 20250620 | Date the 8-K was filed with the SEC. |
| Event Date | 20250617 | Date of the earliest event reported, which is the date of the shareholder vote. |
| Total Assets | $2.44B | As of June 30, 2024 |
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Frequently Asked Questions
What are the latest SEC filings for Stellus Capital Investment Corp (SCM)?
Stellus Capital Investment Corp has 21 recent SEC filings from Mar 2024 to Nov 2025, including 11 8-K, 6 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of SCM filings?
Across 21 filings, the sentiment breakdown is: 1 bullish, 1 bearish, 18 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find Stellus Capital Investment Corp SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Stellus Capital Investment Corp (SCM) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Stellus Capital Investment Corp?
Key financial highlights from Stellus Capital Investment Corp's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for SCM?
The investment thesis for SCM includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Stellus Capital Investment Corp?
Key executives identified across Stellus Capital Investment Corp's filings include Robert T. Ladd.
What are the main risk factors for Stellus Capital Investment Corp stock?
Of SCM's 17 assessed filings, 0 were flagged high-risk, 13 medium-risk, and 4 low-risk.
What are recent predictions and forward guidance from Stellus Capital Investment Corp?
Forward guidance and predictions for Stellus Capital Investment Corp are extracted from SEC filings as they are enriched.