aMoon Growth Fund Maintains 19.9% Stake in Sera Prognostics

Ticker: SERA · Form: SC 13G/A · Filed: Jan 3, 2024 · CIK: 1534969

Complexity: simple

Sentiment: neutral

Topics: institutional-ownership, amendment, passive-investment

TL;DR

**aMoon Growth Fund still owns 19.9% of Sera Prognostics, showing continued confidence.**

AI Summary

aMoon Growth Fund Limited Partnership, a Cayman Islands-based entity, filed an amended SC 13G/A on January 3, 2024, disclosing its beneficial ownership in Sera Prognostics, Inc. As of December 31, 2023, aMoon Growth Fund holds 2,978,511 shares of Sera Prognostics' Class A Common Stock, representing 19.9% of the class. This filing indicates a significant, but not new, passive investment by aMoon Growth Fund, which is important for investors to note as large institutional holdings can influence stock stability and future strategic decisions.

Why It Matters

This filing confirms a significant institutional investor's continued substantial stake in Sera Prognostics, which can provide a level of stability and confidence for current and prospective shareholders.

Risk Assessment

Risk Level: low — The filing indicates a passive, significant ownership by an institutional investor, which generally reduces volatility rather than increasing risk.

Analyst Insight

Investors should note the continued significant institutional ownership by aMoon Growth Fund, which suggests a stable, long-term investment perspective. This could be a positive signal, but further due diligence on Sera Prognostics' fundamentals is always recommended.

Key Numbers

Key Players & Entities

Forward-Looking Statements

FAQ

Who is the primary reporting person in this SC 13G/A filing?

The primary reporting person in this SC 13G/A filing is aMoon Growth Fund Limited Partnership, as stated on the cover page and Item 1 of the filing.

What is the total number of shares beneficially owned by the reporting person?

The reporting person, aMoon Growth Fund Limited Partnership, beneficially owns 2,978,511 shares of Sera Prognostics, Inc. Class A Common Stock, as detailed in Row 9 of the cover page.

What percentage of Sera Prognostics, Inc.'s Class A Common Stock does aMoon Growth Fund Limited Partnership own?

aMoon Growth Fund Limited Partnership owns 19.9% of Sera Prognostics, Inc.'s Class A Common Stock, as indicated in Row 11 of the cover page.

What is the date of the event that required this filing?

The date of the event which required this filing is December 31, 2023, as specified on the cover page of the SC 13G/A.

Under which rule was this Schedule 13G/A filed?

This Schedule 13G/A was filed under Rule 13d-1(d), as indicated by the checked box on the cover page.

Filing Stats: 1,716 words · 7 min read · ~6 pages · Grade level 6.7 · Accepted 2024-01-03 08:50:06

Key Financial Figures

Filing Documents

(a)

Item 1(a) Name of Issuer Sera Prognostics, Inc. (the "Issuer").

(b)

Item 1(b) Address of Issuer's Principal Executive Offices 2749 East Parleys Way , Suite 200, Salt Lake City, Utah 84109

(a)-(b)

Item 2(a)-(b) Name of Person Filing; Address of Principal Business Office or, if none, Residence 1. aMoon Growth Fund Limited Partnership ("aMoon"), 34 Yerushalaim Rd, Beit Gamla, 6th Floor, Ra'anana, 4350110, Israel. 2. aMoon Growth Fund G.P. Limited Partnership ("aMoon G.P."), 34 Yerushalaim Rd, Beit Gamla, 6th Floor, Ra'anana, 4350110, Israel. 3. aMoon General Partner Ltd. ("aMoon Ltd."), 34 Yerushalaim Rd, Beit Gamla, 6th Floor, Ra'anana, 4350110, Israel. 4. Dr. Yair C. Schindel ("Schindel"), 34 Yerushalaim Rd, Beit Gamla, 6th Floor, Ra'anana, 4350110, Israel. The foregoing persons are hereinafter collectively referred to as the "Reporting Persons".

(c)

Item 2(c) Citizenship aMoon is a Cayman Islands exempted limited partnership; aMoon G.P. is an Israeli limited partnership; aMoon Ltd. is an Israeli company; and Schindel is an Israeli citizen.

(d)

Item 2(d) Title of Class of Securities Class A Common Stock, par value $0.0001 per share

(e)

Item 2(e) CUSIP Number 81749D107 Item 3 If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Not applicable. Item 4 aMoon Growth Fund Limited Partnership (a) Amount beneficially owned : 2,978,511 shares of Class A Common Stock. All share percentage calculation are based on 31,336,512 shares of Class A Common Stock and Class B Common Stock outstanding as of November 3, 2023, as reported by the Issuer to the SEC on Form 10-Q on November 8, 2023. (b) Percent of Class : 9.50% Page 6 of 9 Pages (c) Number of shares as to which the person has : (i) Sole power to vote or direct the vote: 0 (ii) Shared power to vote or to direct the vote: 2,978,511 shares of Class A Common Stock (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 2,978,511 shares of Class A Common Stock aMoon Growth Fund G.P. Limited Partnership (a) Amount beneficially owned : 2,978,511 shares of Class A Common Stock. aMoon G.P. is the sole general partner of aMoon. By virtue of such relationship, aMoon G.P. may be deemed to have shared voting and investment power with respect to the shares of Class A Common Stock of the Issuer held by aMoon. All share percentage calculation are based on 31,336,512 shares of Class A Common Stock and Class B Common Stock outstanding as of November 3, 2023, as reported by the Issuer to the SEC on Form 10-Q on November 8, 2023. (b) Percent of Class : 9.50% (c) Number of shares as to which the person has : (i) Sole power to vote or direct the vote: 0 (ii) Shared power to vote or to direct the vote: 2,978,511 shares of Class A Common Stock (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 2,978,511 shares of Class A Common Stock aMoon General Partner Ltd. (a) Amount beneficially owned : 2,978,511 sh

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