Siebert Financial Corp. Reports on Shareholder Votes

TL;DR

Siebert Financial Corp. filed an 8-K on shareholder votes. Important stuff happening.

AI Summary

Siebert Financial Corp. filed an 8-K on November 21, 2025, reporting on matters submitted to a vote of security holders as of November 18, 2025. The filing details corporate actions and governance matters requiring shareholder approval. The company is incorporated in New York and its principal executive offices are located in Miami Beach, Florida.

Why It Matters

This filing indicates important corporate governance events and decisions that have been put to a vote by Siebert Financial Corp.'s shareholders, impacting the company's direction and shareholder rights.

Risk Assessment

Risk Level: low — This is a routine 8-K filing reporting on matters submitted to a vote of security holders, which is standard corporate procedure.

Key Players & Entities

• Siebert Financial Corp. (company) — Registrant
• New York (jurisdiction) — State of incorporation
• Miami Beach, FL (location) — Principal executive offices
• November 18, 2025 (date) — Date of earliest event reported
• November 21, 2025 (date) — Date of report

FAQ

Key Financial Figures

• $0.01 — ge on which registered Common Stock - $0.01 par value SIEB The Nasdaq Capital M

Filing Documents

• ea0266694-8k_siebert.htm (8-K) — 33KB
• 0001213900-25-113559.txt ( ) — 193KB
• sieb-20251118.xsd (EX-101.SCH) — 3KB
• sieb-20251118_lab.xml (EX-101.LAB) — 33KB
• sieb-20251118_pre.xml (EX-101.PRE) — 22KB
• ea0266694-8k_siebert_htm.xml (XML) — 3KB

07 Submission of Matters

Item 5.07 Submission of Matters to a Vote of Security Holders. Siebert Financial Corp. (the "Company") held its Annual Meeting of Shareholders (the "2025 Annual Meeting") on November 18, 2025. At the 2025 Annual Meeting, the Company's shareholders voted on the four proposals described below. The final results of the voting on the proposals are noted below. Proposal No. 1 - The election of the persons named below as directors to hold office until the Company's annual meeting of shareholders to be held in 2026 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal. Name For Withheld Broker-Non Votes Gloria E. Gebbia 34,798,412 973,467 3,558,663 John J. Gebbia 34,927,040 844,839 3,558,663 Charles A. Zabatta 34,829,020 942,859 3,558,663 Francis V. Cuttita 34,767,408 1,004,471 3,558,663 Andrew H. Reich 34,764,733 1,007,146 3,558,663 Lewis W. Solimene, Jr 35,568,348 203,531 3,558,663 Hocheol Shin 35,467,776 304,103 3,558,663 Proposal No. 2 - The approval of an amendment and restatement of the Siebert Financial Corp. 2021 Equity Incentive Plan to increase the number of shares of the Company's common stock available and reserved for issuance thereunder to 5,000,000. For Against Abstain Broker-Non Votes 35,573,029 186,502 12,348 3,558,663 Proposal No. 3 - The advisory (non-binding) vote to approve named executive compensation. For Against Abstain Broker-Non Votes 35,207,276 534,905 20,698 3,558,663 Proposal No. 4 - The ratification of the appointment of Crowe LLP ("Crowe) as the Company's independent registered public accounting firm for fiscal 2025. For Against Abstain Broker-Non Votes 39,300,103 20,955 9,484 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: November 21, 2025 SIEBERT FINANCIAL CORP. By /s/ Andrew H. Reich Andrew H. Reich Executive Vice President, Chief Operating Officer, Chief Financial Officer, and Secretary (Principal financial and accounting officer) 2

View Full Filing

View this 8-K filing on SEC EDGAR