Siebert Financial Corp (SIEB) — SEC Filings
Siebert Financial Corp (SIEB) — 27 SEC filings. Latest: 10-K (Mar 30, 2026). Includes 13 8-K, 6 10-Q, 3 10-K.
View Siebert Financial Corp on SEC EDGAR
Overview
Siebert Financial Corp (SIEB) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-K filed on Mar 30, 2026: Siebert Financial Corp. (SIEB) reported a strategic expansion in 2025, establishing an Investment Banking division during the first quarter to serve middle-market clients, staffed with experienced professionals. The company also acquired Gebbia Media, LLC (GM), a media and entertainment company, as
Sentiment Summary
Across 27 filings, the sentiment breakdown is: 3 bearish, 22 neutral, 2 mixed. The dominant filing sentiment for Siebert Financial Corp is neutral.
Filing Type Overview
Siebert Financial Corp (SIEB) has filed 3 10-K, 13 8-K, 6 10-Q, 3 DEF 14A, 1 10-K/A, 1 SC 13D/A with the SEC between Jan 2024 to Mar 2026.
Filings by Year
Recent SEC Filings (27)
Risk Profile
Risk Assessment: Of SIEB's 24 recent filings, 1 were flagged as high-risk, 9 as medium-risk, and 14 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Muriel F. Siebert
- Lewis W. Solimene, Jr.
- Gloria E. Gebbia
- John J. Gebbia
- Andrew H. Reich
- Gebbia family
- Jerry M. Schneider
- New York
- June 30, 2025
- August 12, 2025
Industry Context
The financial services industry is characterized by intense competition, evolving regulatory landscapes, and rapid technological advancements. Companies are increasingly diversifying their offerings and exploring new markets, such as digital assets and specialized investment banking for middle-market clients. Consolidation and strategic acquisitions are common as firms seek to gain scale and expand their service portfolios.
Top Tags
financials (5) · 10-Q (4) · Financial Services (3) · Brokerage (3) · corporate-governance (3) · material-definitive-agreement (3) · Small-Cap (2) · shareholder-vote (2) · 8-k (2) · material-agreement (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Aggregate market value of common stock held by non-affiliates | $61,987,052 | As of June 30, 2025, indicating market capitalization for non-insiders. |
| Shares of common stock outstanding | 40,940,936 | As of March 24, 2026, representing the total shares available. |
| Full-time employees | 166 | As of March 24, 2026, indicating the company's workforce size. |
| Branch offices | 13 | Number of physical locations throughout the U.S. |
| Year Investment Banking division established | 2025 | Marks a significant strategic expansion into new services. |
| Year MSCO expanded clearing services | 2022 | Indicates a strengthening of core competencies and diversification of business. |
| Years MSCO has been providing brokerage services | 55 | Highlights the long-standing legacy of the primary subsidiary. |
| Equity securities and fixed income products in which MSCO makes markets | 500+ | Demonstrates the breadth of MSCO's market-making operations. |
| Net income for nine months ended Sep 30, 2025 | $5,566,000 | Decreased by 51.8% from $11,568,000 in the prior year |
| Total Revenue for nine months ended Sep 30, 2025 | $70,640,000 | Increased by 10.6% from $63,879,000 in the prior year |
| Stock borrow / stock loan revenue for nine months ended Sep 30, 2025 | $22,407,000 | Increased by 53.7% from $14,578,000 in the prior year |
| Employee compensation and benefits for nine months ended Sep 30, 2025 | $41,670,000 | Increased by 27.9% from $32,569,000 in the prior year |
| Operating income for nine months ended Sep 30, 2025 | $6,852,000 | Decreased by 55.9% from $15,520,000 in the prior year |
| Cash and cash equivalents as of Sep 30, 2025 | $19,649,000 | Decreased from $32,629,000 as of Dec 31, 2024 |
| Investment in FusionIQ | $2,000,000 | New investment made during the nine months ended Sep 30, 2025 |
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Frequently Asked Questions
What are the latest SEC filings for Siebert Financial Corp (SIEB)?
Siebert Financial Corp has 27 recent SEC filings from Jan 2024 to Mar 2026, including 13 8-K, 6 10-Q, 3 10-K. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of SIEB filings?
Across 27 filings, the sentiment breakdown is: 3 bearish, 22 neutral, 2 mixed. The dominant sentiment is neutral.
Where can I find Siebert Financial Corp SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Siebert Financial Corp (SIEB) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Siebert Financial Corp?
Key financial highlights from Siebert Financial Corp's most recent 10-K include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for SIEB?
The investment thesis for SIEB includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Siebert Financial Corp?
Key executives identified across Siebert Financial Corp's filings include Muriel F. Siebert, Lewis W. Solimene, Jr., Gloria E. Gebbia, John J. Gebbia, Andrew H. Reich and 5 others.
What are the main risk factors for Siebert Financial Corp stock?
Of SIEB's 24 assessed filings, 1 were flagged high-risk, 9 medium-risk, and 14 low-risk.
What are recent predictions and forward guidance from Siebert Financial Corp?
Forward guidance and predictions for Siebert Financial Corp are extracted from SEC filings as they are enriched.