Siebert Financial Corp. Files 2024 Proxy Statement

TL;DR

SIEBERT FINANCIAL CORP (SIEB) filed its 2024 proxy statement. Shareholders vote on company matters.

AI Summary

Siebert Financial Corp. filed a DEF 14A proxy statement on September 20, 2024, for its fiscal year ending December 31, 2024. The filing, related to the Securities Exchange Act of 1934, provides information for shareholders regarding company matters. The company is headquartered at 120 Wall Street, New York, NY 10005.

Why It Matters

This filing is crucial for shareholders as it outlines important corporate governance information and proposals that will be voted on at the company's annual meeting.

Risk Assessment

Risk Level: low — This is a routine proxy filing, providing standard corporate information to shareholders.

Key Numbers

• 20241101 — Fiscal Year End (The reporting period for the proxy statement.)
• 20240920 — Filing Date (The date the DEF 14A was submitted to the SEC.)

Key Players & Entities

• SIEBERT FINANCIAL CORP (company) — Filer of the DEF 14A
• 120 WALL STREET (location) — Company business and mailing address
• NEW YORK (location) — Company city
• 10005 (location) — Company zip code
• 1934 Act (legal_document) — Securities Exchange Act under which the filing is made

FAQ

Key Financial Figures

• $25,000 — for a fee estimated to be approximately $25,000, including estimated mailing and printi
• $16 — ia’s leadership, has raised over $16 million for breast and prostate ca
• $160,000,000 — ld in 1997 to Toronto Dominion Bank for $160,000,000.   We believe Mr. Gebbia&#x201

Filing Documents

• ny20034480x1_def14a.htm (DEF 14A) — 460KB
• ny20034480x1_pc01.jpg (GRAPHIC) — 548KB
• ny20034480x1_pc02.jpg (GRAPHIC) — 388KB
• 0001140361-24-041575.txt ( ) — 1749KB

From the Filing

DEF 14A 1 ny20034480x1_def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A   Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934                     Filed by the Registrant     ☒       Filed by a Party other than the Registrant       ☐               Check the appropriate box:                       ☐     Preliminary Proxy Statement         ☐     Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2))       ☒     Definitive Proxy Statement         ☐     Definitive Additional Materials         ☐     Soliciting Material Under Rule 14a-12                 Siebert Financial Corp. (Name of Registrant as Specified In Its Charter)   (Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)   Payment of Filing Fee (Check the appropriate box):                     ☒     No fee required.                       ☐     Fee paid previously with preliminary materials.                       ☐     Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11.               Important Notice Regarding the Availability of Proxy Materials for the Annual Meeting: The Notice & Proxy Statement, Annual Report is/are available at www.proxyvote.com. SIEBERT FINANCIAL CORP. 653 Collins Avenue Miami Beach, FL 33139 (310) 385-1861 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON NOVEMBER 1, 2024 Dear Shareholders: Notice is hereby given that Siebert Financial Corp., a New York corporation, (“Siebert”, or the “Company”) will hold its Annual Meeting of Shareholders (the “Annual Meeting”), on Friday, November 1, 2024, at 1:00 p.m. Eastern Daylight Time. This year’s Annual Meeting will be a completely virtual meeting of shareholders, which will be conducted live via webcast. You may attend the webcast of the Annual Meeting via the Internet at www.virtualshareholdermeeting.com/SIEB2024 when you enter your 16-digit control number included with the Notice of Internet Availability or proxy card. For instructions on how to attend and participate in the Annual Meeting via the webcast, visit www.virtualshareholdermeeting.com/SIEB2024. You will be able to vote your shares while attending the Annual Meeting by following the instructions on the website. The purpose of the Annual Meeting is as follows: 1. Election of seven directors. 2. Ratification of the appointment of Crowe LLP (“Crowe”) as our independent registered public accounting firm for fiscal 2024; and 3. Consider any other matters that are properly presented at the Annual Meeting and any adjournment thereof. You may vote at the Annual Meeting if you were a Siebert shareholder of record at the close of business on Friday, September 6, 2024. Along with the attached Proxy Statement, we are also enclosing a copy of our Annual Report to Shareholders (the “Annual Report”), which includes our financial statements. To assure your representation at the meeting, please vote by Internet or telephone or sign and mail the enclosed proxy as soon as possible. We have enclosed a return envelope, which requires no postage if mailed in the United States. Your proxy is being solicited by the Board of Directors. Shareholders who attend the Annual Meeting may revoke their proxy and vote their shares electronically. PLEASE VOTE—YOUR VOTE IS IMPORTANT               Andrew H. Reich       Secretary         Miami Beach, FL September 20, 2024 IMPORTANT NOTICE REGARDING INTERNET AVAILABILITY OF PROXY MATERIALS FOR THE 2024 ANNUAL MEETING:   This Notice and Proxy Statement, our Proxy Card and our Annual Report also are available at www.proxyvote.com by entering the 16-digit control number found on the enclosed Proxy Card. SIEBERT FINANCIAL CORP. 653 Collins Avenue Miami Beach, FL 33139 (310) 385-1861 PROX

View Full Filing

View this DEF 14A filing on SEC EDGAR