Siebert Financial Corp. Files 8-K on Shareholder Vote
Ticker: SIEB · Form: 8-K · Filed: Nov 5, 2024 · CIK: 65596
| Field | Detail |
|---|---|
| Company | Siebert Financial Corp (SIEB) |
| Form Type | 8-K |
| Filed Date | Nov 5, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
TL;DR
Siebert Financial Corp. filed an 8-K on Nov 1st regarding a shareholder vote. Details TBD.
AI Summary
Siebert Financial Corp. filed an 8-K on November 5, 2024, reporting on matters submitted to a vote of security holders as of November 1, 2024. The filing does not contain specific details about the vote or any financial transactions.
Why It Matters
This filing indicates a formal shareholder vote occurred, which could relate to corporate governance changes or significant business decisions impacting the company's direction.
Risk Assessment
Risk Level: low — The filing is a routine 8-K reporting a shareholder vote without immediate financial implications or significant operational changes disclosed.
Key Players & Entities
- Siebert Financial Corp. (company) — Registrant
- November 1, 2024 (date) — Date of earliest event reported
- November 5, 2024 (date) — Date of report
FAQ
What specific matters were submitted to a vote of Siebert Financial Corp.'s security holders on November 1, 2024?
The filing does not specify the exact matters voted upon, only that a submission to a vote of security holders occurred.
What was the outcome of the vote by Siebert Financial Corp.'s security holders?
The 8-K filing does not disclose the results or outcome of the shareholder vote.
Does this 8-K filing involve any financial transactions or material agreements for Siebert Financial Corp.?
No, this 8-K filing is primarily to report on matters submitted to a vote of security holders and does not detail financial transactions or agreements.
When was the earliest event reported in this 8-K filing for Siebert Financial Corp.?
The earliest event reported in this filing was on November 1, 2024.
What is the principal executive office address for Siebert Financial Corp. as listed in this filing?
The principal executive offices are located at 653 Collins Avenue, Miami Beach, FL 33139.
Filing Stats: 576 words · 2 min read · ~2 pages · Grade level 11.2 · Accepted 2024-11-05 16:00:15
Key Financial Figures
- $0.01 — ge on which registered Common Stock - $0.01 par value SIEB The Nasdaq Capital M
Filing Documents
- ea0220063-8k_siebert.htm (8-K) — 31KB
- 0001213900-24-094557.txt ( ) — 199KB
- sieb-20241101.xsd (EX-101.SCH) — 3KB
- sieb-20241101_lab.xml (EX-101.LAB) — 33KB
- sieb-20241101_pre.xml (EX-101.PRE) — 22KB
- ea0220063-8k_siebert_htm.xml (XML) — 3KB
07 Submission of Matters
Item 5.07 Submission of Matters to a Vote of Security Holders. Siebert Financial Corp. (the "Company") held its Annual Meeting of Shareholders (the "2024 Annual Meeting") on November 1, 2024. At the 2024 Annual Meeting, the following proposals were submitted by the Company's Board of Directors to a vote of the Company's shareholders and the ratification of the appointment of the Company's independent registered public accounting firm. The final results of the voting on the proposals are noted below. Proposal No. 1 - The election of the persons named below as directors to hold office until the Company's annual meeting of shareholders to be held in 2025 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal. Name For Nominee Authority Withheld From Nominee Broker-Non Votes Gloria E. Gebbia 32,899,284 149,633 — John J. Gebbia 32,914,029 134,888 — Charles A. Zabatta 32,822,127 226,790 — Francis V. Cuttita 32,799,284 249,633 — Andrew H. Reich 32,899,776 149,141 — Jerry M. Schneider 32,892,765 156,152 — Hocheol Shin 32,606,308 442,609 — Proposal No. 2 - The ratification of the appointment of Crowe LLP ("Crowe) as the Company's independent registered public accounting firm for fiscal 2024. For Proposal No. 2 Against Proposal No. 2 Authority Withheld From Proposal No. 2 Broker-Non Votes 37,074,068 279,397 45,451 — 1
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: November 5, 2024 SIEBERT FINANCIAL CORP. By /s/ Andrew H. Reich Andrew H. Reich Executive Vice President, Chief Operating Officer, Chief Financial Officer, and Secretary (Principal financial and accounting officer) 2