Smith Micro Software Files 8-K Current Report
Ticker: SMSI · Form: 8-K · Filed: Apr 30, 2024 · CIK: 948708
| Field | Detail |
|---|---|
| Company | Smith Micro Software, Inc. (SMSI) |
| Form Type | 8-K |
| Filed Date | Apr 30, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001, $1.00 m, $1.00 |
| Sentiment | neutral |
Sentiment: neutral
Topics: 8-K, SEC Filing, Current Report
Related Tickers: SMSI
TL;DR
SMSI filed an 8-K on 4/30 for an event on 4/29. Standard disclosure.
AI Summary
Smith Micro Software, Inc. filed an 8-K on April 30, 2024, reporting an event on April 29, 2024. The filing is a current report under Section 13 or 15(d) of the Securities Exchange Act of 1934. The company is incorporated in Delaware and its principal executive offices are located in Pittsburgh, PA.
Why It Matters
This filing indicates a significant event has occurred for Smith Micro Software, Inc., requiring immediate disclosure to the public and investors.
Risk Assessment
Risk Level: low — This is a standard 8-K filing for a current report, not indicating any specific negative or positive events.
Key Numbers
- 001-35525 — Commission File Number (Identifies the company's SEC filing history)
- 33-0029027 — IRS Employer Identification No. (Company's tax identification number)
Key Players & Entities
- SMITH MICRO SOFTWARE, INC. (company) — Registrant
- April 29, 2024 (date) — Date of earliest event reported
- April 30, 2024 (date) — Date of Report
- Delaware (jurisdiction) — State of Incorporation
- Pittsburgh, PA (location) — Address of Principal Executive Offices
FAQ
What specific event triggered this 8-K filing?
The filing does not specify the exact event, only that it is a current report filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
When was the earliest event reported?
The earliest event reported was on April 29, 2024.
What is Smith Micro Software, Inc.'s state of incorporation?
Smith Micro Software, Inc. is incorporated in Delaware.
Where are Smith Micro Software, Inc.'s principal executive offices located?
The principal executive offices are located at 5800 Corporate Drive, Pittsburgh, PA 15237.
What is the company's Commission File Number?
The Commission File Number for Smith Micro Software, Inc. is 001-35525.
Filing Stats: 510 words · 2 min read · ~2 pages · Grade level 11.9 · Accepted 2024-04-30 09:16:45
Key Financial Figures
- $0.001 — ich registered Common Stock, par value $0.001 per share SMSI NASDAQ Indicate by che
- $1.00 m — Company's Common Stock did not meet the $1.00 minimum bid price requirement pursuant to
- $1.00 — had a closing price at or greater than $1.00 per share for the last 12 consecutive b
Filing Documents
- smsi-20240429.htm (8-K) — 26KB
- 0000948708-24-000016.txt ( ) — 145KB
- smsi-20240429.xsd (EX-101.SCH) — 2KB
- smsi-20240429_lab.xml (EX-101.LAB) — 21KB
- smsi-20240429_pre.xml (EX-101.PRE) — 12KB
- smsi-20240429_htm.xml (XML) — 3KB
01 Other Events
Item 8.01 Other Events As previously disclosed, on December 27, 2023, Smith Micro Software, Inc. (the "Company") received a notice from the Listing Qualifications Staff of The Nasdaq Stock Market ("Nasdaq") that the Company's Common Stock did not meet the $1.00 minimum bid price requirement pursuant to Nasdaq Listing Rule 5550(a)(2) (the "Minimum Bid Price Requirement"), and in accordance with Nasdaq Listing Rule 5810(c)(3)(A), the Company was provided an initial compliance period of 180 calendar days, or until June 24, 2024, to regain compliance with the Minimum Bid Price Requirement. On April 29, 2024, the Company received written notification from Nasdaq indicating that the Company's Common Stock had a closing price at or greater than $1.00 per share for the last 12 consecutive business days, from April 11, 2024 to April 26, 2024, and that, as a result, the Company has regained compliance with the Minimum Bid Price Requirement and the matter is now closed.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Smith Micro Software, Inc. Date: April 30, 2024 By: /s/ James M. Kempton James M. Kempton Vice President and Chief Financial Officer