Smith Micro Software, Inc. (SMSI) — SEC Filings
Smith Micro Software, Inc. (SMSI) — 45 SEC filings. Latest: 8-K (Dec 23, 2025). Includes 26 8-K, 6 10-Q, 4 S-1.
View Smith Micro Software, Inc. on SEC EDGAR
Overview
Smith Micro Software, Inc. (SMSI) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a S-1 filed on Dec 4, 2025: Smith Micro Software, Inc. (SMSI) filed an S-1 on December 4, 2025, primarily to register the resale of 2,236,136 shares of Common Stock from a November 2025 private placement and up to 6,873,350 shares of Common Stock issuable upon the exercise of various warrants. These warrants include July Warra
Sentiment Summary
Across 45 filings, the sentiment breakdown is: 5 bearish, 40 neutral. The dominant filing sentiment for Smith Micro Software, Inc. is neutral.
Filing Type Overview
Smith Micro Software, Inc. (SMSI) has filed 26 8-K, 4 S-1, 6 10-Q, 4 DEF 14A, 2 10-K, 3 SC 13G/A with the SEC between Jan 2024 to Dec 2025.
Filings by Year
Recent SEC Filings (45)
Risk Profile
Risk Assessment: Of SMSI's 40 recent filings, 4 were flagged as high-risk, 19 as medium-risk, and 17 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $13.389M |
| Net Income | -$24.774M |
| Cash Position | $1.394M |
| Total Assets | $27.129M |
Key Executives
- William W. Smith, Jr.
- Jennifer M. Reinke
Industry Context
Smith Micro Software operates in the digital lifestyle services, online safety, and consumer IoT sectors. This is a dynamic and competitive landscape characterized by rapid technological advancements and evolving consumer demands for security and connectivity solutions. Key players often focus on subscription-based models and integrated platforms.
Top Tags
corporate-governance (7) · shareholder-vote (5) · equity-sale (5) · material-agreement (4) · financial-reporting (4) · 8-k (4) · 10-Q (4) · software (4) · 8-K (4) · listing-standards (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Shares from November 2025 private placement | 2,236,136 | Registered for resale by selling stockholders |
| Shares issuable upon warrant exercise | 6,873,350 | Registered for resale by selling stockholders, contributing to potential dilution |
| Potential proceeds from warrant exercises | $4.71M | Company could receive if all warrants are exercised for cash |
| SMSI stock price on Dec 3, 2025 | $0.6083 | Below several warrant exercise prices, indicating potential selling pressure |
| Exercise price for July Warrants, Private Placement Warrants, and November Warrants | $0.6708 | Current exercise price for a significant portion of registered warrants |
| Exercise price for September 11 Warrants and some September 29 Warrants | $0.73 | Higher than current market price, potentially limiting immediate exercise |
| Total shares for July Warrants | 2,885,339 | Adjusted from original 1,612,903 shares due to anti-dilution provisions |
| Additional shares for July Warrants | 1,272,436 | Result of anti-dilution adjustments from original 1,612,903 shares |
| Revenue | $13.389M | down 14.1% for nine months ended Sep 30, 2025, from $15.585M in 2024 |
| Net Loss | $(24.774)M | for nine months ended Sep 30, 2025, improved from $(44.306)M in 2024 |
| Cash and Cash Equivalents | $1.394M | down from $2.808M at Dec 31, 2024, indicating significant cash burn |
| Total Assets | $27.129M | decreased from $48.046M at Dec 31, 2024, a 43.6% reduction |
| Goodwill Impairment | $11.052M | recognized for nine months ended Sep 30, 2025, lower than $23.989M in 2024 |
| Proceeds from Sale of ViewSpot | $1.3M | completed on June 3, 2025, providing a one-time cash infusion |
| Reverse Stock Split | 1:8 | effected April 10, 2024, to regain Nasdaq compliance |
Forward-Looking Statements
- {"claim":"William W. Smith, Jr.'s minimal direct ownership will not significantly influence Smith Micro Software's stock price.","entity":"Smith Micro Software, Inc.","targetDate":"Next 6 months","confidence":"high"}
Frequently Asked Questions
What are the latest SEC filings for Smith Micro Software, Inc. (SMSI)?
Smith Micro Software, Inc. has 45 recent SEC filings from Jan 2024 to Dec 2025, including 26 8-K, 6 10-Q, 4 S-1. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of SMSI filings?
Across 45 filings, the sentiment breakdown is: 5 bearish, 40 neutral. The dominant sentiment is neutral.
Where can I find Smith Micro Software, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Smith Micro Software, Inc. (SMSI) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Smith Micro Software, Inc.?
Key financial highlights from Smith Micro Software, Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for SMSI?
The investment thesis for SMSI includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Smith Micro Software, Inc.?
Key executives identified across Smith Micro Software, Inc.'s filings include William W. Smith, Jr., Jennifer M. Reinke.
What are the main risk factors for Smith Micro Software, Inc. stock?
Of SMSI's 40 assessed filings, 4 were flagged high-risk, 19 medium-risk, and 17 low-risk.
What are recent predictions and forward guidance from Smith Micro Software, Inc.?
Recent forward-looking statements from Smith Micro Software, Inc. include guidance on {"claim":"William W. Smith, Jr.'s minimal direct ownership will not significantly influence Smith Micro Software's stock.