Smith Micro Software Files 8-K

Ticker: SMSI · Form: 8-K · Filed: Jan 8, 2025 · CIK: 948708

Smith Micro Software, Inc. 8-K Filing Summary
FieldDetail
CompanySmith Micro Software, Inc. (SMSI)
Form Type8-K
Filed DateJan 8, 2025
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.001, $1.00 m, $1.00
Sentimentneutral

Sentiment: neutral

Topics: 8-K, regulatory-filing

Related Tickers: SMSI

TL;DR

SMSI filed an 8-K, but details are scarce. Keep an eye out for more info.

AI Summary

Smith Micro Software, Inc. filed an 8-K on January 8, 2025, to report "Other Events." The filing does not contain specific details about the nature of these events, dollar amounts, or definitive dates beyond the filing date itself.

Why It Matters

This filing indicates that Smith Micro Software, Inc. has made a regulatory submission to the SEC, which may contain material information for investors.

Risk Assessment

Risk Level: low — The filing is a standard 8-K for 'Other Events' without immediate disclosed financial impact or significant corporate changes.

Key Players & Entities

  • Smith Micro Software, Inc. (company) — Registrant
  • January 8, 2025 (date) — Date of Report
  • 5800 Corporate Drive Pittsburgh, PA 15237 (address) — Principal Executive Offices
  • 001-35525 (filing_id) — Commission File Number

FAQ

What specific event(s) are being reported under 'Other Events' in this 8-K filing?

The filing does not specify the nature of the 'Other Events' beyond the general categorization.

Are there any financial implications or dollar amounts associated with the events reported in this 8-K?

This 8-K filing does not disclose any specific financial implications or dollar amounts related to the reported events.

Does this filing indicate any changes in Smith Micro Software, Inc.'s executive management or board of directors?

The provided text of the 8-K filing does not mention any changes in executive management or the board of directors.

What is the purpose of filing an 8-K for 'Other Events'?

An 8-K filing for 'Other Events' is used to report significant events that a company deems important enough to disclose to the public, which do not fit into the other categories of an 8-K.

When was Smith Micro Software, Inc. incorporated, and in which state?

Smith Micro Software, Inc. was incorporated in Delaware.

Filing Stats: 510 words · 2 min read · ~2 pages · Grade level 11.7 · Accepted 2025-01-08 16:10:14

Key Financial Figures

  • $0.001 — ich registered Common Stock, par value $0.001 per share SMSI NASDAQ Indicate by che
  • $1.00 m — Company's Common Stock did not meet the $1.00 minimum bid price requirement pursuant to
  • $1.00 — had a closing price at or greater than $1.00 per share for the last 10 consecutive b

Filing Documents

01 Other Events

Item 8.01 Other Events. As previously disclosed, on November 26, 2024, Smith Micro Software, Inc. (the "Company") received a notice from the Listing Qualifications Staff of The Nasdaq Stock Market ("Nasdaq") that the Company's Common Stock did not meet the $1.00 minimum bid price requirement pursuant to Nasdaq Listing Rule 5550(a)(2) (the "Minimum Bid Price Requirement"), and in accordance with Nasdaq Listing Rule 5810(c)(3)(A), the Company was provided an initial compliance period of 180 calendar days, or until May 26, 2025, to regain compliance with the Minimum Bid Price Requirement. On January 8, 2025, the Company received written notification from Nasdaq indicating that the Company's Common Stock had a closing price at or greater than $1.00 per share for the last 10 consecutive business days, from December 23, 2024 to January 7, 2025, and that, as a result, the Company has regained compliance with the Minimum Bid Price Requirement and the matter is now closed.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Smith Micro Software, Inc. Date: January 8, 2025 By: /s/ James M. Kempton James M. Kempton Vice President and Chief Financial Officer

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