Smith Micro Software Files 8-K on Shareholder Vote
Ticker: SMSI · Form: 8-K · Filed: Oct 17, 2025 · CIK: 948708
| Field | Detail |
|---|---|
| Company | Smith Micro Software, Inc. (SMSI) |
| Form Type | 8-K |
| Filed Date | Oct 17, 2025 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: shareholder-vote, corporate-governance
Related Tickers: SMSI
TL;DR
SMSI filed an 8-K for a shareholder vote on Oct 16th.
AI Summary
Smith Micro Software, Inc. filed an 8-K on October 17, 2025, reporting on matters submitted to a vote of security holders as of October 16, 2025. The filing does not contain specific details about the vote outcome or the proposals presented.
Why It Matters
This filing indicates that Smith Micro Software, Inc. held a shareholder vote, which could have implications for corporate governance and future strategic decisions.
Risk Assessment
Risk Level: low — The filing is procedural and does not disclose any immediate financial or operational risks.
Key Players & Entities
- SMITH MICRO SOFTWARE, INC. (company) — Registrant
- October 16, 2025 (date) — Date of earliest event reported
- October 17, 2025 (date) — Filing date
- 001-35525 (company) — SEC File Number
- 33-0029027 (company) — IRS Employer Identification No.
FAQ
What specific matters were submitted to a vote of Smith Micro Software, Inc. security holders on October 16, 2025?
The filing does not specify the exact proposals or matters that were put to a vote.
What was the outcome of the vote by Smith Micro Software, Inc. security holders?
The 8-K filing does not disclose the results or outcomes of the shareholder vote.
When was the report filed with the SEC?
The report was filed on October 17, 2025.
What is the principal executive office address for Smith Micro Software, Inc.?
The principal executive office is located at 5800 Corporate Drive, Pittsburgh, PA 15237.
What is the SIC code for Smith Micro Software, Inc.?
The Standard Industrial Classification code is 7372, for SERVICES-PREPACKAGED SOFTWARE.
Filing Stats: 632 words · 3 min read · ~2 pages · Grade level 11.2 · Accepted 2025-10-17 08:06:04
Key Financial Figures
- $0.001 — ch registered Common Stock, par value $0.001 per share SMSI NASDAQ Indicate by
Filing Documents
- smsi20251016_8k.htm (8-K) — 32KB
- 0001437749-25-031205.txt ( ) — 155KB
- smsi-20251016.xsd (EX-101.SCH) — 3KB
- smsi-20251016_def.xml (EX-101.DEF) — 11KB
- smsi-20251016_lab.xml (EX-101.LAB) — 14KB
- smsi-20251016_pre.xml (EX-101.PRE) — 11KB
- smsi20251016_8k_htm.xml (XML) — 3KB
07
Item 5.07 Submission of Matters to a Vote of Security Holders. (a) On October 16, 2025, Smith Micro Software, Inc. (the "Company") held a special meeting of stockholders (the "Special Meeting"). Of the 21,458,637 shares of the Company's common stock outstanding and entitled to vote at the Special Meeting, 11,159,156 shares (or 52.00%), constituting a quorum, were represented in person (online) or by proxy at the Special Meeting. (b) Two proposals were submitted by the Company's Board of Directors to a vote of Company stockholders, and the final results of the voting on each proposal are noted below. The Company's stockholders approved, for purposes of Nasdaq listing rule 5635(d), of the issuance of shares of our common stock underlying the common warrants issued by us pursuant to the terms of that certain Securities Purchase Agreement, dated July 17, 2025, in an amount that, together with the other shares of common stock issued pursuant to such Securities Purchase Agreement, may equal or exceed 20% of our common stock outstanding (the "Nasdaq Proposal"), and shareholders approved the adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Nasdaq Proposal (the "Adjournment Proposal"). The final results of the voting on each proposal are set forth below. Proposal No. 1 – Approval of the Nasdaq Proposal. The votes on this proposal were as follows: For Against Abstain Broker Non-Votes 10,547,202 346,095 265,859 0 Proposal No. 2 – Approval of the Adjournment Proposal. The votes on this proposal were as follows: For Against Abstain Broker Non-Votes 10,567,314 327,028 264,814 0 .
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Smith Micro Software, Inc. Date: October 17, 2025 By: /s/ Timothy C. Huffmyer Timothy C. Huffmyer Vice President, Chief Operating Officer and Chief Financial Officer