Smith Micro Software Reports Security Holder Vote

TL;DR

SMSI shareholders voted on something important June 18th. Details TBD.

AI Summary

Smith Micro Software, Inc. filed an 8-K on June 20, 2024, reporting on a matter submitted to a vote of its security holders on June 18, 2024. The filing does not disclose the specific outcome or details of the vote, only that it occurred.

Why It Matters

This filing indicates a significant event where shareholders voted on a matter, which could impact the company's future direction or governance.

Risk Assessment

Risk Level: medium — The filing is a procedural update regarding a shareholder vote, but the lack of detail on the vote's subject or outcome introduces uncertainty.

Key Players & Entities

• SMITH MICRO SOFTWARE, INC. (company) — Registrant
• June 18, 2024 (date) — Date of earliest event reported
• June 20, 2024 (date) — Date of report
• 5800 Corporate Drive Pittsburgh, PA 15237 (address) — Principal Executive Offices

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share SMSI NASDAQ Indicate by che

Filing Documents

• smsi-20240618.htm (8-K) — 44KB
• 0000948708-24-000025.txt ( ) — 165KB
• smsi-20240618.xsd (EX-101.SCH) — 2KB
• smsi-20240618_lab.xml (EX-101.LAB) — 21KB
• smsi-20240618_pre.xml (EX-101.PRE) — 12KB
• smsi-20240618_htm.xml (XML) — 3KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. (a) On June 18, 2024, Smith Micro Software, Inc. (the "Company") held its 2024 Annual Meeting of Stockholders (the "2024 Annual Meeting"). (b) Four proposals were submitted by the Board to stockholders at the 2024 Annual Meeting. The proposals are described in detail in the Company's proxy statement for the 2024 Annual Meeting filed with the Securities and Exchange Commission on May 9, 2024 (the "Proxy Statement"). The Company's outstanding common stock, par value $0.001 per share, was the only class of securities entitled to vote on the proposals submitted at the 2024 Annual Meeting. There were 5,817,539 shares of common stock present or represented by proxy at the meeting, which represented 60.59% of the shares of common stock entitled to vote and constituted a quorum for the transaction of business at the 2024 Annual Meeting. The final results of the voting on each proposal are set forth below. 1. Stockholders elected three directors to the Company's Board of Directors to hold office until the Company's 2027 annual meeting of stockholders or until their successors are duly elected and qualified. The votes on this proposal were as follows: Name of Nominee For Withheld Broker Non-Votes Thomas G. Campbell 2,279,521 1,412,647 2,125,371 Steven L. Elfman 2,350,259 1,341,909 2,125,371 Asha Keddy 3,278,613 413,555 2,125,371 2. Stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. The votes on this proposal were as follows: For Against Abstained Broker Non-Votes 2,038,235 1,305,541 348,392 2,125,371 3. Stockholders ratified the appointment of SingerLewak LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. The votes on this proposal were as follows: For Against Abstained Broker Non-Votes 4,937,927 414,929

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Smith Micro Software, Inc. Date: June 20, 2024 By: /s/ James M. Kempton James M. Kempton Vice President and Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR